Can Large Language Models (or Humans) Distill Text?

We investigate the potential of large language models (LLMs) to distill text: to remove the textual traces of an undesired forbidden variable. We employ a range of LLMs with varying architectures and training approaches to distill text by identifying and removing information about the target variable while preserving other relevant signals. Our findings shed light on the strengths and limitations of LLMs in addressing the distillation and provide insights into the strategies for leveraging these models in computational social science investigations involving text data. In particular, we show that in the strong test of removing sentiment, the statistical association between the processed text and sentiment is still clearly detectable to machine learning classifiers post-LLM-distillation. Furthermore, we find that human annotators also struggle to distill sentiment while preserving other semantic content. This suggests there may be limited separability between concept variables in some text contexts, highlighting limitations of methods relying on text-level transformations and also raising questions about the robustness of distillation methods that achieve statistical independence in representation space if this is difficult for human coders operating on raw text to attain.

Deep Learning With DAGs

Social science theories often postulate causal relationships among a set of variables or events. Although directed acyclic graphs (DAGs) are increasingly used to represent these theories, their full potential has not yet been realized in practice. As non-parametric causal models, DAGs require no assumptions about the functional form of the hypothesized relationships. Nevertheless, to simplify the task of empirical evaluation, researchers tend to invoke such assumptions anyway, even though they are typically arbitrary and do not reflect any theoretical content or prior knowledge. Moreover, functional form assumptions can engender bias, whenever they fail to accurately capture the complexity of the causal system under investigation. In this article, we introduce causal-graphical normalizing flows (cGNFs), a novel approach to causal inference that leverages deep neural networks to empirically evaluate theories represented as DAGs. Unlike conventional approaches, cGNFs model the full joint distribution of the data according to a DAG supplied by the analyst, without relying on stringent assumptions about functional form. In this way, the method allows for flexible, semi-parametric estimation of any causal estimand that can be identified from the DAG, including total effects, conditional effects, direct and indirect effects, and path-specific effects. We illustrate the method with a reanalysis of Blau and Duncan's (1967) model of status attainment and Zhou's (2019) model of conditional versus controlled mobility. To facilitate adoption, we provide open-source software together with a series of online tutorials for implementing cGNFs. The article concludes with a discussion of current limitations and directions for future development.

CausalImages: An R Package for Causal Inference with Earth Observation, Bio-medical, and Social Science Images

The causalimages R package enables causal inference with image and image sequence data, providing new tools for integrating novel data sources like satellite and bio-medical imagery into the study of cause and effect. One set of functions enables image-based causal inference analyses. For example, one key function decomposes treatment effect heterogeneity by images using an interpretable Bayesian framework. This allows for determining which types of images or image sequences are most responsive to interventions. A second modeling function allows researchers to control for confounding using images. The package also allows investigators to produce embeddings that serve as vector summaries of the image or video content. Finally, infrastructural functions are also provided, such as tools for writing large-scale image and image sequence data as sequentialized byte strings for more rapid image analysis. causalimages therefore opens new capabilities for causal inference in R, letting researchers use informative imagery in substantive analyses in a fast and accessible manner.

Integrating Earth Observation Data into Causal Inference: Challenges and Opportunities

Observational studies require adjustment for confounding factors that are correlated with both the treatment and outcome. In the setting where the observed variables are tabular quantities such as average income in a neighborhood, tools have been developed for addressing such confounding. However, in many parts of the developing world, features about local communities may be scarce. In this context, satellite imagery can play an important role, serving as a proxy for the confounding variables otherwise unobserved. In this paper, we study confounder adjustment in this non-tabular setting, where patterns or objects found in satellite images contribute to the confounder bias. Using the evaluation of anti-poverty aid programs in Africa as our running example, we formalize the challenge of performing causal adjustment with such unstructured data -- what conditions are sufficient to identify causal effects, how to perform estimation, and how to quantify the ways in which certain aspects of the unstructured image object are most predictive of the treatment decision. Via simulation, we also explore the sensitivity of satellite image-based observational inference to image resolution and to misspecification of the image-associated confounder. Finally, we apply these tools in estimating the effect of anti-poverty interventions in African communities from satellite imagery.

$ρ$-GNF : A Novel Sensitivity Analysis Approach Under Unobserved Confounders

We propose a new sensitivity analysis model that combines copulas and normalizing flows for causal inference under unobserved confounding. We refer to the new model as $\rho$-GNF ($\rho$-Graphical Normalizing Flow), where $\rho{\in}[-1,+1]$ is a bounded sensitivity parameter representing the backdoor non-causal association due to unobserved confounding modeled using the most well studied and widely popular Gaussian copula. Specifically, $\rho$-GNF enables us to estimate and analyse the frontdoor causal effect or average causal effect (ACE) as a function of $\rho$. We call this the $\rho_{curve}$. The $\rho_{curve}$ enables us to specify the confounding strength required to nullify the ACE. We call this the $\rho_{value}$. Further, the $\rho_{curve}$ also enables us to provide bounds for the ACE given an interval of $\rho$ values. We illustrate the benefits of $\rho$-GNF with experiments on simulated and real-world data in terms of our empirical ACE bounds being narrower than other popular ACE bounds.

Image-based Treatment Effect Heterogeneity

Randomized controlled trials (RCTs) are considered the gold standard for estimating the effects of interventions. Recent work has studied effect heterogeneity in RCTs by conditioning estimates on tabular variables such as age and ethnicity. However, such variables are often only observed near the time of the experiment and may fail to capture historical or geographical reasons for effect variation. When experiment units are associated with a particular location, satellite imagery can provide such historical and geographical information, yet there is no method which incorporates it for describing effect heterogeneity. In this paper, we develop such a method which estimates, using a deep probabilistic modeling framework, the clusters of images having the same distribution over treatment effects. We compare the proposed methods against alternatives in simulation and in an application to estimating the effects of an anti-poverty intervention in Uganda. A causal regularization penalty is introduced to ensure reliability of the cluster model in recovering Average Treatment Effects (ATEs). Finally, we discuss feasibility, limitations, and the applicability of these methods to other domains, such as medicine and climate science, where image information is prevalent. We make code for all modeling strategies publicly available in an open-source software package.

Estimating Causal Effects Under Image Confounding Bias with an Application to Poverty in Africa

Observational studies of causal effects require adjustment for confounding factors. In the tabular setting, where these factors are well-defined, separate random variables, the effect of confounding is well understood. However, in public policy, ecology, and in medicine, decisions are often made in non-tabular settings, informed by patterns or objects detected in images (e.g., maps, satellite or tomography imagery). Using such imagery for causal inference presents an opportunity because objects in the image may be related to the treatment and outcome of interest. In these cases, we rely on the images to adjust for confounding but observed data do not directly label the existence of the important objects. Motivated by real-world applications, we formalize this challenge, how it can be handled, and what conditions are sufficient to identify and estimate causal effects. We analyze finite-sample performance using simulation experiments, estimating effects using a propensity adjustment algorithm that employs a machine learning model to estimate the image confounding. Our experiments also examine sensitivity to misspecification of the image pattern mechanism. Finally, we use our methodology to estimate the effects of policy interventions on poverty in African communities from satellite imagery.

Conceptualizing Treatment Leakage in Text-based Causal Inference

Causal inference methods that control for text-based confounders are becoming increasingly important in the social sciences and other disciplines where text is readily available. However, these methods rely on a critical assumption that there is no treatment leakage: that is, the text only contains information about the confounder and no information about treatment assignment. When this assumption does not hold, methods that control for text to adjust for confounders face the problem of post-treatment (collider) bias. However, the assumption that there is no treatment leakage may be unrealistic in real-world situations involving text, as human language is rich and flexible. Language appearing in a public policy document or health records may refer to the future and the past simultaneously, and thereby reveal information about the treatment assignment. In this article, we define the treatment-leakage problem, and discuss the identification as well as the estimation challenges it raises. Second, we delineate the conditions under which leakage can be addressed by removing the treatment-related signal from the text in a pre-processing step we define as text distillation. Lastly, using simulation, we show how treatment leakage introduces a bias in estimates of the average treatment effect (ATE) and how text distillation can mitigate this bias.

Counterfactual Analysis of the Impact of the IMF Program on Child Poverty in the Global-South Region using Causal-Graphical Normalizing Flows

This work demonstrates the application of a particular branch of causal inference and deep learning models: \emph{causal-Graphical Normalizing Flows (c-GNFs)}. In a recent contribution, scholars showed that normalizing flows carry certain properties, making them particularly suitable for causal and counterfactual analysis. However, c-GNFs have only been tested in a simulated data setting and no contribution to date have evaluated the application of c-GNFs on large-scale real-world data. Focusing on the \emph{AI for social good}, our study provides a counterfactual analysis of the impact of the International Monetary Fund (IMF) program on child poverty using c-GNFs. The analysis relies on a large-scale real-world observational data: 1,941,734 children under the age of 18, cared for by 567,344 families residing in the 67 countries from the Global-South. While the primary objective of the IMF is to support governments in achieving economic stability, our results find that an IMF program reduces child poverty as a positive side-effect by about 1.2$\pm$0.24 degree (`0' equals no poverty and `7' is maximum poverty). Thus, our article shows how c-GNFs further the use of deep learning and causal inference in AI for social good. It shows how learning algorithms can be used for addressing the untapped potential for a significant social impact through counterfactual inference at population level (ACE), sub-population level (CACE), and individual level (ICE). In contrast to most works that model ACE or CACE but not ICE, c-GNFs enable personalization using \emph{`The First Law of Causal Inference'}.

Personalized Public Policy Analysis in Social Sciences using Causal-Graphical Normalizing Flows

Structural Equation/Causal Models (SEMs/SCMs) are widely used in epidemiology and social sciences to identify and analyze the average treatment effect (ATE) and conditional ATE (CATE). Traditional causal effect estimation methods such as Inverse Probability Weighting (IPW) and more recently Regression-With-Residuals (RWR) are widely used - as they avoid the challenging task of identifying the SCM parameters - to estimate ATE and CATE. However, much work remains before traditional estimation methods can be used for counterfactual inference, and for the benefit of Personalized Public Policy Analysis (P$^3$A) in the social sciences. While doctors rely on personalized medicine to tailor treatments to patients in laboratory settings (relatively closed systems), P$^3$A draws inspiration from such tailoring but adapts it for open social systems. In this article, we develop a method for counterfactual inference that we name causal-Graphical Normalizing Flow (c-GNF), facilitating P$^3$A. First, we show how c-GNF captures the underlying SCM without making any assumption about functional forms. Second, we propose a novel dequantization trick to deal with discrete variables, which is a limitation of normalizing flows in general. Third, we demonstrate in experiments that c-GNF performs on-par with IPW and RWR in terms of bias and variance for estimating the ATE, when the true functional forms are known, and better when they are unknown. Fourth and most importantly, we conduct counterfactual inference with c-GNFs, demonstrating promising empirical performance. Because IPW and RWR, like other traditional methods, lack the capability of counterfactual inference, c-GNFs will likely play a major role in tailoring personalized treatment, facilitating P$^3$A, optimizing social interventions - in contrast to the current `one-size-fits-all' approach of existing methods.