Index Modulation for Integrated Sensing and Communications: A Signal Processing Perspective

A joint design of both sensing and communication can lead to substantial enhancement for both subsystems in terms of size, cost as well as spectrum and hardware efficiency. In the last decade, integrated sensing and communications (ISAC) has emerged as a means to efficiently utilize the spectrum on a single and shared hardware platform. Recent studies focused on developing multi-function approaches to share the spectrum between radar sensing and communications. Index modulation (IM) is one particular approach to incorporate information-bearing communication symbols into the emitted radar waveforms. While IM has been well investigated in communications-only systems, the implementation adoption of IM concept in ISAC has recently attracted researchers to achieve improved energy/spectral efficiency while maintaining satisfactory radar sensing performance. This article focuses on recent studies on IM-ISAC, and presents in detail the analytical background and relevance of the major IM-ISAC applications.

NEAT-MUSIC: Auto-calibration of DOA Estimation for Terahertz-Band Massive MIMO Systems

Terahertz (THz) band is envisioned for the future sixth generation wireless systems thanks to its abundant bandwidth and very narrow beamwidth. These features are one of the key enabling factors for high resolution sensing with milli-degree level direction-of-arrival (DOA) estimation. Therefore, this paper investigates the DOA estimation problem in THz systems in the presence of two major error sources: 1) gain-phase mismatches, which occur due to the deviations in the radio-frequency circuitry; 2) beam-squint, which is caused because of the deviations in the generated beams at different subcarriers due to ultra-wide bandwidth. An auto-calibration approach, namely NoisE subspAce correcTion technique for MUltiple SIgnal Classification (NEAT-MUSIC), is proposed based on the correction of the noise subspace for accurate DOA estimation in the presence of gain-phase mismatches and beam-squint. To gauge the performance of the proposed approach, the Cramer-Rao bounds are also derived. Numerical results show the effectiveness of the proposed approach.

Near-field Hybrid Beamforming for Terahertz-band Integrated Sensing and Communications

Terahertz (THz) band communications and integrated sensing and communications (ISAC) are two main facets of the sixth generation wireless networks. In order to compensate the severe attenuation, the THz wireless systems employ large arrays, wherein the near-field beam-squint severely degrades the beamforming accuracy. Contrary to prior works that examine only either narrowband ISAC beamforming or far-field models, we introduce an alternating optimization technique for hybrid beamforming design in near-field THz-ISAC scenario. We also propose an efficient approach to compensate near-field beam-squint via baseband beamformers. Via numerical simulations, we show that the proposed approach achieves satisfactory spectral efficiency performance while accurately estimating the near-field beamformers and mitigating the beam-squint without additional hardware components.

Antenna Selection With Beam Squint Compensation for Integrated Sensing and Communications

Next-generation wireless networks strive for higher communication rates, ultra-low latency, seamless connectivity, and high-resolution sensing capabilities. To meet these demands, terahertz (THz)-band signal processing is envisioned as a key technology offering wide bandwidth and sub-millimeter wavelength. Furthermore, THz integrated sensing and communications (ISAC) paradigm has emerged jointly access spectrum and reduced hardware costs through a unified platform. To address the challenges in THz propagation, THz-ISAC systems employ extremely large antenna arrays to improve the beamforming gain for communications with high data rates and sensing with high resolution. However, the cost and power consumption of implementing fully digital beamformers are prohibitive. While hybrid analog/digital beamforming can be a potential solution, the use of subcarrier-independent analog beamformers leads to the beam-squint phenomenon where different subcarriers observe distinct directions because of adopting the same analog beamformer across all subcarriers. In this paper, we develop a sparse array architecture for THz-ISAC with hybrid beamforming to provide a cost-effective solution. We analyze the antenna selection problem under beam-squint influence and introduce a manifold optimization approach for hybrid beamforming design. To reduce computational and memory costs, we propose novel algorithms leveraging grouped subarrays, quantized performance metrics, and sequential optimization. These approaches yield a significant reduction in the number of possible subarray configurations, which enables us to devise a neural network with classification model to accurately perform antenna selection.

Spatial Path Index Modulation in mmWave/THz-Band Integrated Sensing and Communications

As the demand for wireless connectivity continues to soar, the fifth generation and beyond wireless networks are exploring new ways to efficiently utilize the wireless spectrum and reduce hardware costs. One such approach is the integration of sensing and communications (ISAC) paradigms to jointly access the spectrum. Recent ISAC studies have focused on upper millimeter-wave and low terahertz bands to exploit ultrawide bandwidths. At these frequencies, hybrid beamformers that employ fewer radio-frequency chains are employed to offset expensive hardware but at the cost of lower multiplexing gains. Wideband hybrid beamforming also suffers from the beam-split effect arising from the subcarrier-independent (SI) analog beamformers. To overcome these limitations, this paper introduces a spatial path index modulation (SPIM) ISAC architecture, which transmits additional information bits via modulating the spatial paths between the base station and communications users. We design the SPIM-ISAC beamformers by first estimating both radar and communications parameters by developing beam-split-aware algorithms. Then, we propose to employ a family of hybrid beamforming techniques such as hybrid, SI, and subcarrier-dependent analog-only, and beam-split-aware beamformers. Numerical experiments demonstrate that the proposed SPIM-ISAC approach exhibits significantly improved spectral efficiency performance in the presence of beam-split than that of even fully digital non-SPIM beamformers.

Reconfigurable Intelligent Surface Enabled Over-the-Air Uplink Non-orthogonal Multiple Access

Innovative reconfigurable intelligent surface (RIS) technologies are rising and recognized as promising candidates to enhance 6G and beyond wireless communication systems. RISs acquire the ability to manipulate electromagnetic signals, thus, offering a degree of control over the wireless channel and the potential for many more benefits. Furthermore, active RIS designs have recently been introduced to combat the critical double fading problem and other impairments passive RIS designs may possess. In this paper, the potential and flexibility of active RIS technology are exploited for uplink systems to achieve virtual non-orthogonal multiple access (NOMA) through power disparity over-the-air rather than controlling transmit powers at the user side. Specifically, users with identical transmit power, path loss, and distance can communicate with a base station sharing time and frequency resources in a NOMA fashion with the aid of the proposed hybrid RIS system. Here, the RIS is partitioned into active and passive parts and the distinctive partitions serve different users aligning their phases accordingly while introducing a power difference to the users' signals to enable NOMA. First, the end-to-end system model is presented considering two users. Furthermore, outage probability calculations and theoretical error probability analysis are discussed and reinforced with computer simulation results.

RIS-Assisted Grant-Free NOMA

This paper introduces a reconfigurable intelligent surface (RIS)-assisted grant-free non-orthogonal multiple-access (GF-NOMA) scheme. To ensure the power reception disparity required by the power domain NOMA (PD-NOMA), we propose a joint user clustering and RIS assignment/alignment approach that maximizes the network sum rate by judiciously pairing user equipments (UEs) with distinct channel gains, assigning RISs to proper clusters, and aligning RIS phase shifts to the cluster members yielding the highest cluster sum rate. Once UEs are acknowledged with the cluster index, they are allowed to access their resource blocks (RBs) at any time requiring neither further grant acquisitions from the base station (BS) nor power control as all UEs are requested to transmit at the same power. In this way, the proposed approach performs an implicit over-the-air power control with minimal control signaling between BS and UEs, which has shown to deliver up to 20% higher network sum rate than benchmark GF-NOMA and optimal grant-based PD-NOMA schemes depending on the network parameters. The given numerical results also investigate the impact of UE density, RIS deployment, and RIS hardware specifications on the overall performance of the proposed RIS-aided GF-NOMA scheme.