Abstract:Zeroth-order (ZO) optimization enables large-language-model fine-tuning without storing backpropagation activations, while LoRA supplies compact trainable adapters. Combining them creates a rank paradox: increasing LoRA rank improves adapter capacity, but standard two-point ZO either perturbs a rank-dependent number of coordinates or, under atomwise updates, can make the finite-difference signal unobservable. This paper shows that the bottleneck is a measurement-topology problem rather than a need for an external subspace. LoRA already decomposes into matched rank-$1$ atoms, each a complete factor-coordinate block of dimension $d_\text{out}+d_\text{in}$. Querying one atom per step keeps the stored adapter rank $r$ while removing $r$ from the single-query perturbation dimension. The naive atomwise query is still miscalibrated: if it inherits canonical LoRA scaling $α/r$, the active finite-difference signal shrinks as $1/r$ and the active finite-difference signal-to-noise ratio (FD-SNR) as $1/r^2$, producing directional collapse under a fixed residual evaluation-noise floor. AR1-ZO pairs alternating rank-$1$ atom queries with topology-aware scaling $γ=αr$, restoring rank-invariant active signal without auxiliary bases, activation hooks, curvature estimates, or extra forward queries. Theory proves atom minimality, rank-independent active query dimension, directional collapse and restoration, and the remaining rank dependence as an amortized coverage cost. Experiments on OPT and Qwen3 models validate the signal mechanism and show that AR1-ZO makes high-rank LoRA effective among matched-budget ZO methods under the standard two-forward-pass query budget.
Abstract:To extend the reinforcement learning post-training paradigm to omni-modal models for concurrently bolstering video-audio understanding and collaborative reasoning, we propose OmniJigsaw, a generic self-supervised framework built upon a temporal reordering proxy task. Centered on the chronological reconstruction of shuffled audio-visual clips, this paradigm strategically orchestrates visual and auditory signals to compel cross-modal integration through three distinct strategies: Joint Modality Integration, Sample-level Modality Selection, and Clip-level Modality Masking. Recognizing that the efficacy of such proxy tasks is fundamentally tied to puzzle quality, we design a two-stage coarse-to-fine data filtering pipeline, which facilitates the efficient adaptation of OmniJigsaw to massive unannotated omni-modal data. Our analysis reveals a ``bi-modal shortcut phenomenon'' in joint modality integration and demonstrates that fine-grained clip-level modality masking mitigates this issue while outperforming sample-level modality selection. Extensive evaluations on 15 benchmarks show substantial gains in video, audio, and collaborative reasoning, validating OmniJigsaw as a scalable paradigm for self-supervised omni-modal learning.




Abstract:Zeroth-Order Optimization (ZOO) provides powerful tools for optimizing functions where explicit gradients are unavailable or expensive to compute. However, the underlying mechanisms of popular ZOO methods, particularly those employing randomized finite differences, and their connection to other optimization paradigms like Reinforcement Learning (RL) are not fully elucidated. This paper establishes a fundamental and previously unrecognized connection: ZOO with finite differences is equivalent to a specific instance of single-step Policy Optimization (PO). We formally unveil that the implicitly smoothed objective function optimized by common ZOO algorithms is identical to a single-step PO objective. Furthermore, we show that widely used ZOO gradient estimators, are mathematically equivalent to the REINFORCE gradient estimator with a specific baseline function, revealing the variance-reducing mechanism in ZOO from a PO perspective.Built on this unified framework, we propose ZoAR (Zeroth-Order Optimization with Averaged Baseline and Query Reuse), a novel ZOO algorithm incorporating PO-inspired variance reduction techniques: an averaged baseline from recent evaluations and query reuse analogous to experience replay. Our theoretical analysis further substantiates these techniques reduce variance and enhance convergence. Extensive empirical studies validate our theory and demonstrate that ZoAR significantly outperforms other methods in terms of convergence speed and final performance. Overall, our work provides a new theoretical lens for understanding ZOO and offers practical algorithmic improvements derived from its connection to PO.




Abstract:With the prevailing of mobility as a service (MaaS), it becomes increasingly important to manage multi-traffic modes simultaneously and cooperatively. As an important component of MaaS, short-term passenger flow prediction for multi-traffic modes has thus been brought into focus. It is a challenging problem because the spatiotemporal features of multi-traffic modes are critically complex. To solve the problem, this paper proposes a multi-task learning-based model, called Res-Transformer, for short-term passenger flow prediction of multi-traffic modes (subway, taxi, and bus). Each traffic mode is treated as a single task in the model. The Res-Transformer consists of three parts: (1) several modified transformer layers comprising 2D convolutional neural networks (CNN) and multi-head attention mechanism, which helps to extract the spatial and temporal features of multi-traffic modes, (2) a residual network architecture used to extract the inner pattern of different traffic modes and enhance the passenger flow features of multi-traffic modes. The Res-Transformer model is evaluated on two large-scale real-world datasets from Beijing, China. One is the region of a traffic hub and the other is the region of a residential area. Experiments are conducted to compare the performance of the proposed model with several state-of-the-art models to prove the effectiveness and robustness of the proposed method. This paper can give critical insights into the short-tern passenger flow prediction for multi-traffic modes.