The Power of Selecting Key Blocks with Local Pre-ranking for Long Document Information Retrieval

On a wide range of natural language processing and information retrieval tasks, transformer-based models, particularly pre-trained language models like BERT, have demonstrated tremendous effectiveness. Due to the quadratic complexity of the self-attention mechanism, however, such models have difficulties processing long documents. Recent works dealing with this issue include truncating long documents, segmenting them into passages that can be treated by a standard BERT model, or modifying the self-attention mechanism to make it sparser as in sparse-attention models. However, these approaches either lose information or have high computational complexity (and are both time, memory and energy consuming in this later case). We follow here a slightly different approach in which one first selects key blocks of a long document by local query-block pre-ranking, and then few blocks are aggregated to form a short document that can be processed by a model such as BERT. Experiments conducted on standard Information Retrieval datasets demonstrate the effectiveness of the proposed approach.

SmoothI: Smooth Rank Indicators for Differentiable IR Metrics

Information retrieval (IR) systems traditionally aim to maximize metrics built on rankings, such as precision or NDCG. However, the non-differentiability of the ranking operation prevents direct optimization of such metrics in state-of-the-art neural IR models, which rely entirely on the ability to compute meaningful gradients. To address this shortcoming, we propose SmoothI, a smooth approximation of rank indicators that serves as a basic building block to devise differentiable approximations of IR metrics. We further provide theoretical guarantees on SmoothI and derived approximations, showing in particular that the approximation errors decrease exponentially with an inverse temperature-like hyperparameter that controls the quality of the approximations. Extensive experiments conducted on four standard learning-to-rank datasets validate the efficacy of the listwise losses based on SmoothI, in comparison to previously proposed ones. Additional experiments with a vanilla BERT ranking model on a text-based IR task also confirm the benefits of our listwise approach.