Exploring the Impact of Corpus Diversity on Financial Pretrained Language Models

Over the past few years, various domain-specific pretrained language models (PLMs) have been proposed and have outperformed general-domain PLMs in specialized areas such as biomedical, scientific, and clinical domains. In addition, financial PLMs have been studied because of the high economic impact of financial data analysis. However, we found that financial PLMs were not pretrained on sufficiently diverse financial data. This lack of diverse training data leads to a subpar generalization performance, resulting in general-purpose PLMs, including BERT, often outperforming financial PLMs on many downstream tasks. To address this issue, we collected a broad range of financial corpus and trained the Financial Language Model (FiLM) on these diverse datasets. Our experimental results confirm that FiLM outperforms not only existing financial PLMs but also general domain PLMs. Furthermore, we provide empirical evidence that this improvement can be achieved even for unseen corpus groups.

Enhancing Low-resource Fine-grained Named Entity Recognition by Leveraging Coarse-grained Datasets

Named Entity Recognition (NER) frequently suffers from the problem of insufficient labeled data, particularly in fine-grained NER scenarios. Although $K$-shot learning techniques can be applied, their performance tends to saturate when the number of annotations exceeds several tens of labels. To overcome this problem, we utilize existing coarse-grained datasets that offer a large number of annotations. A straightforward approach to address this problem is pre-finetuning, which employs coarse-grained data for representation learning. However, it cannot directly utilize the relationships between fine-grained and coarse-grained entities, although a fine-grained entity type is likely to be a subcategory of a coarse-grained entity type. We propose a fine-grained NER model with a Fine-to-Coarse(F2C) mapping matrix to leverage the hierarchical structure explicitly. In addition, we present an inconsistency filtering method to eliminate coarse-grained entities that are inconsistent with fine-grained entity types to avoid performance degradation. Our experimental results show that our method outperforms both $K$-shot learning and supervised learning methods when dealing with a small number of fine-grained annotations.

Data Augmentation for Neural Machine Translation using Generative Language Model

Despite the rapid growth in model architecture, the scarcity of large parallel corpora remains the main bottleneck in Neural Machine Translation. Data augmentation is a technique that enhances the performance of data-hungry models by generating synthetic data instead of collecting new ones. We explore prompt-based data augmentation approaches that leverage large-scale language models such as ChatGPT. To create a synthetic parallel corpus, we compare 3 methods using different prompts. We employ two assessment metrics to measure the diversity of the generated synthetic data. This approach requires no further model training cost, which is mandatory in other augmentation methods like back-translation. The proposed method improves the unaugmented baseline by 0.68 BLEU score.

Dual Supervision Framework for Relation Extraction with Distant Supervision and Human Annotation

Relation extraction (RE) has been extensively studied due to its importance in real-world applications such as knowledge base construction and question answering. Most of the existing works train the models on either distantly supervised data or human-annotated data. To take advantage of the high accuracy of human annotation and the cheap cost of distant supervision, we propose the dual supervision framework which effectively utilizes both types of data. However, simply combining the two types of data to train a RE model may decrease the prediction accuracy since distant supervision has labeling bias. We employ two separate prediction networks HA-Net and DS-Net to predict the labels by human annotation and distant supervision, respectively, to prevent the degradation of accuracy by the incorrect labeling of distant supervision. Furthermore, we propose an additional loss term called disagreement penalty to enable HA-Net to learn from distantly supervised labels. In addition, we exploit additional networks to adaptively assess the labeling bias by considering contextual information. Our performance study on sentence-level and document-level REs confirms the effectiveness of the dual supervision framework.