Causal Retrieval with Semantic Consideration

Recent advancements in large language models (LLMs) have significantly enhanced the performance of conversational AI systems. To extend their capabilities to knowledge-intensive domains such as biomedical and legal fields, where the accuracy is critical, LLMs are often combined with information retrieval (IR) systems to generate responses based on retrieved documents. However, for IR systems to effectively support such applications, they must go beyond simple semantic matching and accurately capture diverse query intents, including causal relationships. Existing IR models primarily focus on retrieving documents based on surface-level semantic similarity, overlooking deeper relational structures such as causality. To address this, we propose CAWAI, a retrieval model that is trained with dual objectives: semantic and causal relations. Our extensive experiments demonstrate that CAWAI outperforms various models on diverse causal retrieval tasks especially under large-scale retrieval settings. We also show that CAWAI exhibits strong zero-shot generalization across scientific domain QA tasks.

LARGE: Legal Retrieval Augmented Generation Evaluation Tool

Recently, building retrieval-augmented generation (RAG) systems to enhance the capability of large language models (LLMs) has become a common practice. Especially in the legal domain, previous judicial decisions play a significant role under the doctrine of stare decisis which emphasizes the importance of making decisions based on (retrieved) prior documents. However, the overall performance of RAG system depends on many components: (1) retrieval corpora, (2) retrieval algorithms, (3) rerankers, (4) LLM backbones, and (5) evaluation metrics. Here we propose LRAGE, an open-source tool for holistic evaluation of RAG systems focusing on the legal domain. LRAGE provides GUI and CLI interfaces to facilitate seamless experiments and investigate how changes in the aforementioned five components affect the overall accuracy. We validated LRAGE using multilingual legal benches including Korean (KBL), English (LegalBench), and Chinese (LawBench) by demonstrating how the overall accuracy changes when varying the five components mentioned above. The source code is available at https://github.com/hoorangyee/LRAGE.

Taxation Perspectives from Large Language Models: A Case Study on Additional Tax Penalties

How capable are large language models (LLMs) in the domain of taxation? Although numerous studies have explored the legal domain in general, research dedicated to taxation remain scarce. Moreover, the datasets used in these studies are either simplified, failing to reflect the real-world complexities, or unavailable as open source. To address this gap, we introduce PLAT, a new benchmark designed to assess the ability of LLMs to predict the legitimacy of additional tax penalties. PLAT is constructed to evaluate LLMs' understanding of tax law, particularly in cases where resolving the issue requires more than just applying related statutes. Our experiments with six LLMs reveal that their baseline capabilities are limited, especially when dealing with conflicting issues that demand a comprehensive understanding. However, we found that enabling retrieval, self-reasoning, and discussion among multiple agents with specific role assignments, this limitation can be mitigated.

Vision-Encoders (Already) Know What They See: Mitigating Object Hallucination via Simple Fine-Grained CLIPScore

Recently, Large Vision-Language Models (LVLMs) show remarkable performance across various domains. However, these models suffer from object hallucination. This study revisits the previous claim that the primary cause of such hallucination lies in the limited representational capacity of the vision encoder. Our analysis reveals that the capacity of the vision encoder itself is already enough for detecting object hallucination. Based on this insight, we propose a Fine-grained CLIPScore (F-CLIPScore), a simple yet effective evaluation metric that enhances object-level granularity by incorporating text embeddings at the noun phrase level. Evaluations on the OHD-Caps benchmark show that F-CLIPScore significantly outperforms conventional CLIPScore in accuracy by a large margin of 39.6% without additional training. We further validate F-CLIPScore by showing that LVLM trained with the data filtered using F-CLIPScore exhibits reduced hallucination.

Developing a Pragmatic Benchmark for Assessing Korean Legal Language Understanding in Large Language Models

Large language models (LLMs) have demonstrated remarkable performance in the legal domain, with GPT-4 even passing the Uniform Bar Exam in the U.S. However their efficacy remains limited for non-standardized tasks and tasks in languages other than English. This underscores the need for careful evaluation of LLMs within each legal system before application. Here, we introduce KBL, a benchmark for assessing the Korean legal language understanding of LLMs, consisting of (1) 7 legal knowledge tasks (510 examples), (2) 4 legal reasoning tasks (288 examples), and (3) the Korean bar exam (4 domains, 53 tasks, 2,510 examples). First two datasets were developed in close collaboration with lawyers to evaluate LLMs in practical scenarios in a certified manner. Furthermore, considering legal practitioners' frequent use of extensive legal documents for research, we assess LLMs in both a closed book setting, where they rely solely on internal knowledge, and a retrieval-augmented generation (RAG) setting, using a corpus of Korean statutes and precedents. The results indicate substantial room and opportunities for improvement.

Does Alignment Tuning Really Break LLMs' Internal Confidence?

Large Language Models (LLMs) have shown remarkable progress, but their real-world application necessitates reliable calibration. This study conducts a comprehensive analysis of calibration degradation of LLMs across four dimensions: models, calibration metrics, tasks, and confidence extraction methods. Initial analysis showed that the relationship between alignment and calibration is not always a trade-off, but under stricter analysis conditions, we found the alignment process consistently harms calibration. This highlights the need for (1) a careful approach when measuring model confidences and calibration errors and (2) future research into algorithms that can help LLMs to achieve both instruction-following and calibration without sacrificing either.

On the Consideration of AI Openness: Can Good Intent Be Abused?

Openness is critical for the advancement of science. In particular, recent rapid progress in AI has been made possible only by various open-source models, datasets, and libraries. However, this openness also means that technologies can be freely used for socially harmful purposes. Can open-source models or datasets be used for malicious purposes? If so, how easy is it to adapt technology for such goals? Here, we conduct a case study in the legal domain, a realm where individual decisions can have profound social consequences. To this end, we build EVE, a dataset consisting of 200 examples of questions and corresponding answers about criminal activities based on 200 Korean precedents. We found that a widely accepted open-source LLM, which initially refuses to answer unethical questions, can be easily tuned with EVE to provide unethical and informative answers about criminal activities. This implies that although open-source technologies contribute to scientific progress, some care must be taken to mitigate possible malicious use cases. Warning: This paper contains contents that some may find unethical.

SymBa: Symbolic Backward Chaining for Multi-step Natural Language Reasoning

Large Language Models (LLMs) have recently demonstrated remarkable reasoning ability as in Chain-of-thought prompting, but faithful multi-step reasoning remains a challenge. We specifically focus on backward chaining, where the query is recursively decomposed using logical rules until proven. To address the limitations of current backward chaining implementations, we propose SymBa (Symbolic Backward Chaining). In SymBa, the symbolic top-down solver controls the entire proof process and the LLM is called to generate a single reasoning step only when the solver encounters a dead end. By this novel solver-LLM integration, while being able to produce an interpretable, structured proof, SymBa achieves significant improvement in performance, proof faithfulness, and efficiency in diverse multi-step reasoning benchmarks (ProofWriter, Birds-Electricity, GSM8k, CLUTRR-TF, ECtHR Article 6) compared to backward chaining baselines.

NESTLE: a No-Code Tool for Statistical Analysis of Legal Corpus

The statistical analysis of large scale legal corpus can provide valuable legal insights. For such analysis one needs to (1) select a subset of the corpus using document retrieval tools, (2) structuralize text using information extraction (IE) systems, and (3) visualize the data for the statistical analysis. Each process demands either specialized tools or programming skills whereas no comprehensive unified "no-code" tools have been available. Especially for IE, if the target information is not predefined in the ontology of the IE system, one needs to build their own system. Here we provide NESTLE, a no code tool for large-scale statistical analysis of legal corpus. With NESTLE, users can search target documents, extract information, and visualize the structured data all via the chat interface with accompanying auxiliary GUI for the fine-level control. NESTLE consists of three main components: a search engine, an end-to-end IE system, and a Large Language Model (LLM) that glues the whole components together and provides the chat interface. Powered by LLM and the end-to-end IE system, NESTLE can extract any type of information that has not been predefined in the IE system opening up the possibility of unlimited customizable statistical analysis of the corpus without writing a single line of code. The use of the custom end-to-end IE system also enables faster and low-cost IE on large scale corpus. We validate our system on 15 Korean precedent IE tasks and 3 legal text classification tasks from LEXGLUE. The comprehensive experiments reveal NESTLE can achieve GPT-4 comparable performance by training the internal IE module with 4 human-labeled, and 192 LLM-labeled examples. The detailed analysis provides the insight on the trade-off between accuracy, time, and cost in building such system.

Data-efficient End-to-end Information Extraction for Statistical Legal Analysis

Legal practitioners often face a vast amount of documents. Lawyers, for instance, search for appropriate precedents favorable to their clients, while the number of legal precedents is ever-growing. Although legal search engines can assist finding individual target documents and narrowing down the number of candidates, retrieved information is often presented as unstructured text and users have to examine each document thoroughly which could lead to information overloading. This also makes their statistical analysis challenging. Here, we present an end-to-end information extraction (IE) system for legal documents. By formulating IE as a generation task, our system can be easily applied to various tasks without domain-specific engineering effort. The experimental results of four IE tasks on Korean precedents shows that our IE system can achieve competent scores (-2.3 on average) compared to the rule-based baseline with as few as 50 training examples per task and higher score (+5.4 on average) with 200 examples. Finally, our statistical analysis on two case categories--drunk driving and fraud--with 35k precedents reveals the resulting structured information from our IE system faithfully reflects the macroscopic features of Korean legal system.