The Shape of Word Embeddings: Recognizing Language Phylogenies through Topological Data Analysis

Word embeddings represent language vocabularies as clouds of $d$-dimensional points. We investigate how information is conveyed by the general shape of these clouds, outside of representing the semantic meaning of each token. Specifically, we use the notion of persistent homology from topological data analysis (TDA) to measure the distances between language pairs from the shape of their unlabeled embeddings. We use these distance matrices to construct language phylogenetic trees over 81 Indo-European languages. Careful evaluation shows that our reconstructed trees exhibit strong similarities to the reference tree.

Word Definitions from Large Language Models

Dictionary definitions are historically the arbitrator of what words mean, but this primacy has come under threat by recent progress in NLP, including word embeddings and generative models like ChatGPT. We present an exploratory study of the degree of alignment between word definitions from classical dictionaries and these newer computational artifacts. Specifically, we compare definitions from three published dictionaries to those generated from variants of ChatGPT. We show that (i) definitions from different traditional dictionaries exhibit more surface form similarity than do model-generated definitions, (ii) that the ChatGPT definitions are highly accurate, comparable to traditional dictionaries, and (iii) ChatGPT-based embedding definitions retain their accuracy even on low frequency words, much better than GloVE and FastText word embeddings.

Analyzing Film Adaptation through Narrative Alignment

Novels are often adapted into feature films, but the differences between the two media usually require dropping sections of the source text from the movie script. Here we study this screen adaptation process by constructing narrative alignments using the Smith-Waterman local alignment algorithm coupled with SBERT embedding distance to quantify text similarity between scenes and book units. We use these alignments to perform an automated analysis of 40 adaptations, revealing insights into the screenwriting process concerning (i) faithfulness of adaptation, (ii) importance of dialog, (iii) preservation of narrative order, and (iv) gender representation issues reflective of the Bechdel test.

GNAT: A General Narrative Alignment Tool

Algorithmic sequence alignment identifies similar segments shared between pairs of documents, and is fundamental to many NLP tasks. But it is difficult to recognize similarities between distant versions of narratives such as translations and retellings, particularly for summaries and abridgements which are much shorter than the original novels. We develop a general approach to narrative alignment coupling the Smith-Waterman algorithm from bioinformatics with modern text similarity metrics. We show that the background of alignment scores fits a Gumbel distribution, enabling us to define rigorous p-values on the significance of any alignment. We apply and evaluate our general narrative alignment tool (GNAT) on four distinct problem domains differing greatly in both the relative and absolute length of documents, namely summary-to-book alignment, translated book alignment, short story alignment, and plagiarism detection -- demonstrating the power and performance of our methods.

STONYBOOK: A System and Resource for Large-Scale Analysis of Novels

Books have historically been the primary mechanism through which narratives are transmitted. We have developed a collection of resources for the large-scale analysis of novels, including: (1) an open source end-to-end NLP analysis pipeline for the annotation of novels into a standard XML format, (2) a collection of 49,207 distinct cleaned and annotated novels, and (3) a database with an associated web interface for the large-scale aggregate analysis of these literary works. We describe the major functionalities provided in the annotation system along with their utilities. We present samples of analysis artifacts from our website, such as visualizations of character occurrences and interactions, similar books, representative vocabulary, part of speech statistics, and readability metrics. We also describe the use of the annotated format in qualitative and quantitative analysis across large corpora of novels.

Prosody Analysis of Audiobooks

Recent advances in text-to-speech have made it possible to generate natural-sounding audio from text. However, audiobook narrations involve dramatic vocalizations and intonations by the reader, with greater reliance on emotions, dialogues, and descriptions in the narrative. Using our dataset of 93 aligned book-audiobook pairs, we present improved models for prosody prediction properties (pitch, volume, and rate of speech) from narrative text using language modeling. Our predicted prosody attributes correlate much better with human audiobook readings than results from a state-of-the-art commercial TTS system: our predicted pitch shows a higher correlation with human reading for 22 out of the 24 books, while our predicted volume attribute proves more similar to human reading for 23 out of the 24 books. Finally, we present a human evaluation study to quantify the extent that people prefer prosody-enhanced audiobook readings over commercial text-to-speech systems.

Does it pay to optimize AUC?

The Area Under the ROC Curve (AUC) is an important model metric for evaluating binary classifiers, and many algorithms have been proposed to optimize AUC approximately. It raises the question of whether the generally insignificant gains observed by previous studies are due to inherent limitations of the metric or the inadequate quality of optimization. To better understand the value of optimizing for AUC, we present an efficient algorithm, namely AUC-opt, to find the provably optimal AUC linear classifier in $\mathbb{R}^2$, which runs in $\mathcal{O}(n_+ n_- \log (n_+ n_-))$ where $n_+$ and $n_-$ are the number of positive and negative samples respectively. Furthermore, it can be naturally extended to $\mathbb{R}^d$ in $\mathcal{O}((n_+n_-)^{d-1}\log (n_+n_-))$ by calling AUC-opt in lower-dimensional spaces recursively. We prove the problem is NP-complete when $d$ is not fixed, reducing from the \textit{open hemisphere problem}. Experiments show that compared with other methods, AUC-opt achieves statistically significant improvements on between 17 to 40 in $\mathbb{R}^2$ and between 4 to 42 in $\mathbb{R}^3$ of 50 t-SNE training datasets. However, generally the gain proves insignificant on most testing datasets compared to the best standard classifiers. Similar observations are found for nonlinear AUC methods under real-world datasets.

Provable Fairness for Neural Network Models using Formal Verification

Machine learning models are increasingly deployed for critical decision-making tasks, making it important to verify that they do not contain gender or racial biases picked up from training data. Typical approaches to achieve fairness revolve around efforts to clean or curate training data, with post-hoc statistical evaluation of the fairness of the model on evaluation data. In contrast, we propose techniques to \emph{prove} fairness using recently developed formal methods that verify properties of neural network models.Beyond the strength of guarantee implied by a formal proof, our methods have the advantage that we do not need explicit training or evaluation data (which is often proprietary) in order to analyze a given trained model. In experiments on two familiar datasets in the fairness literature (COMPAS and ADULTS), we show that through proper training, we can reduce unfairness by an average of 65.4\% at a cost of less than 1\% in AUC score.

Hierarchies over Vector Space: Orienting Word and Graph Embeddings

Word and graph embeddings are widely used in deep learning applications. We present a data structure that captures inherent hierarchical properties from an unordered flat embedding space, particularly a sense of direction between pairs of entities. Inspired by the notion of \textit{distributional generality}, our algorithm constructs an arborescence (a directed rooted tree) by inserting nodes in descending order of entity power (e.g., word frequency), pointing each entity to the closest more powerful node as its parent. We evaluate the performance of the resulting tree structures on three tasks: hypernym relation discovery, least-common-ancestor (LCA) discovery among words, and Wikipedia page link recovery. We achieve average 8.98\% and 2.70\% for hypernym and LCA discovery across five languages and 62.76\% accuracy on directed Wiki-page link recovery, with both substantially above baselines. Finally, we investigate the effect of insertion order, the power/similarity trade-off and various power sources to optimize parent selection.

Chapter Captor: Text Segmentation in Novels

Books are typically segmented into chapters and sections, representing coherent subnarratives and topics. We investigate the task of predicting chapter boundaries, as a proxy for the general task of segmenting long texts. We build a Project Gutenberg chapter segmentation data set of 9,126 English novels, using a hybrid approach combining neural inference and rule matching to recognize chapter title headers in books, achieving an F1-score of 0.77 on this task. Using this annotated data as ground truth after removing structural cues, we present cut-based and neural methods for chapter segmentation, achieving an F1-score of 0.453 on the challenging task of exact break prediction over book-length documents. Finally, we reveal interesting historical trends in the chapter structure of novels.