Towards Explainability and Fairness in Swiss Judgement Prediction: Benchmarking on a Multilingual Dataset

The assessment of explainability in Legal Judgement Prediction (LJP) systems is of paramount importance in building trustworthy and transparent systems, particularly considering the reliance of these systems on factors that may lack legal relevance or involve sensitive attributes. This study delves into the realm of explainability and fairness in LJP models, utilizing Swiss Judgement Prediction (SJP), the only available multilingual LJP dataset. We curate a comprehensive collection of rationales that `support' and `oppose' judgement from legal experts for 108 cases in German, French, and Italian. By employing an occlusion-based explainability approach, we evaluate the explainability performance of state-of-the-art monolingual and multilingual BERT-based LJP models, as well as models developed with techniques such as data augmentation and cross-lingual transfer, which demonstrated prediction performance improvement. Notably, our findings reveal that improved prediction performance does not necessarily correspond to enhanced explainability performance, underscoring the significance of evaluating models from an explainability perspective. Additionally, we introduce a novel evaluation framework, Lower Court Insertion (LCI), which allows us to quantify the influence of lower court information on model predictions, exposing current models' biases.

VECHR: A Dataset for Explainable and Robust Classification of Vulnerability Type in the European Court of Human Rights

Recognizing vulnerability is crucial for understanding and implementing targeted support to empower individuals in need. This is especially important at the European Court of Human Rights (ECtHR), where the court adapts Convention standards to meet actual individual needs and thus ensures effective human rights protection. However, the concept of vulnerability remains elusive at the ECtHR and no prior NLP research has dealt with it. To enable future research in this area, we present VECHR, a novel expert-annotated multi-label dataset comprising of vulnerability type classification and explanation rationale. We benchmark the performance of state-of-the-art models on VECHR from both prediction and explainability perspectives. Our results demonstrate the challenging nature of the task with lower prediction performance and limited agreement between models and experts. Further, we analyze the robustness of these models in dealing with out-of-domain (OOD) data and observe overall limited performance. Our dataset poses unique challenges offering significant room for improvement regarding performance, explainability, and robustness.

From Dissonance to Insights: Dissecting Disagreements in Rationale Construction for Case Outcome Classification

In legal NLP, Case Outcome Classification (COC) must not only be accurate but also trustworthy and explainable. Existing work in explainable COC has been limited to annotations by a single expert. However, it is well-known that lawyers may disagree in their assessment of case facts. We hence collect a novel dataset RAVE: Rationale Variation in ECHR1, which is obtained from two experts in the domain of international human rights law, for whom we observe weak agreement. We study their disagreements and build a two-level task-independent taxonomy, supplemented with COC-specific subcategories. To our knowledge, this is the first work in the legal NLP that focuses on human label variation. We quantitatively assess different taxonomy categories and find that disagreements mainly stem from underspecification of the legal context, which poses challenges given the typically limited granularity and noise in COC metadata. We further assess the explainablility of SOTA COC models on RAVE and observe limited agreement between models and experts. Overall, our case study reveals hitherto underappreciated complexities in creating benchmark datasets in legal NLP that revolve around identifying aspects of a case's facts supposedly relevant to its outcome.

Leveraging task dependency and contrastive learning for Legal Judgement Prediction on the European Court of Human Rights

We report on an experiment in legal judgement prediction on European Court of Human Rights cases where our model first learns to predict the convention articles allegedly violated by the state from case facts descriptions, and subsequently utilizes that information to predict a finding of a violation by the court. We assess the dependency between these two tasks at the feature and outcome level. Furthermore, we leverage a hierarchical contrastive loss to pull together article specific representations of cases at the higher level level, leading to distinctive article clusters, and further pulls the cases in each article cluster based on their outcome leading to sub-clusters of cases with similar outcomes. Our experiment results demonstrate that, given a static pre-trained encoder, our models produce a small but consistent improvement in prediction performance over single-task and joint models without contrastive loss.

Zero Shot Transfer of Legal Judgement Prediction as Article-aware Entailment for the European Court of Human Rights

In this paper, we cast Legal Judgment Prediction (LJP) from text on European Court of Human Rights cases as an entailment task, where the case outcome is classified from a combined input of case facts and convention articles. This configuration facilitates the model learning legal reasoning ability in mapping article text to specific fact text. It also provides the opportunity to evaluate the model's ability to generalize to zero-shot settings when asked to classify the case outcome with respect to articles not seen during training. We devise zero-shot LJP experiments and apply domain adaptation methods based on domain discriminator and Wasserstein distance. Our results demonstrate that the entailment architecture outperforms straightforward fact classification. We also find that domain adaptation methods improve zero-shot transfer performance, with article relatedness and encoder pre-training influencing the effect.