LyEvO: Lyapunov-Guided Evolutionary Optimization for Safe and Robust Sim-to-Real Policy Learning

Training controllers that are safe and robust in simulation, and systematically assessing their readiness for real-world deployment, remain key challenges in sim-to-real transfer. To address this, we propose LyEvO, a physics-grounded framework that combines constrained Evolutionary Optimization and Statistical Model Checking (SMC)-based verification with Lyapunov-based stability analysis. Leveraging prior knowledge of the system dynamics, LyEvO uses Lyapunov analysis to compute an initial candidate stability region. An iterative loop then uses operational scenarios drawn from this region to jointly optimize and statistically verify a policy, and subsequently expands the region's boundaries based on the verification outcome. This integrated procedure provides a practical criterion for assessing deployment readiness. We evaluate LyEvO on Cartpole and 3D Quadrotor benchmarks through extensive simulations and targeted real-world experiments, demonstrating safe and robust sim-to-real transfer.

SMC-ES: Automated synthesis of formally verified control policies

The deployment of autonomous cyber-physical systems in safety-critical environments requires closed-loop control strategies (i.e., policies) that are not only performant but also provably safe and robust. While learning-based methodologies such as Reinforcement Learning offer flexible and scalable approaches to automatically synthesize such controllers, they typically lack the formal guarantees necessary for safe deployment. To bridge this gap, we propose a novel simulation-based methodology to automatically synthesize policies with formal guarantees regarding performance, safety, and robustness specifications. Specifically, given a set of properties to verify, a confidence parameter $δ$ and an allowable failure probability $\varepsilon$, our method guarantees that the synthesized policy comes with a certificate: with confidence at least $1 - δ$, the probability of encountering a scenario where the given properties are violated is at most $\varepsilon$. We demonstrate the feasibility of our approach by developing SMC-ES, an algorithm that integrates Evolutionary Strategies with Statistical Model Checking-based verification. We evaluate SMC-ES on a suite of continuous control tasks using Gymnasium and Safety Gymnasium testbeds. Results show that, at the price of a sustainable increase in computational cost, our algorithm provides formal guarantees regarding performance, safety, and robustness specifications, while performing competitively against leading model-free Deep Reinforcement Learning (DRL) and Safe-DRL baselines.