Large Language Model Adaptation for Financial Sentiment Analysis

Natural language processing (NLP) has recently gained relevance within financial institutions by providing highly valuable insights into companies and markets' financial documents. However, the landscape of the financial domain presents extra challenges for NLP, due to the complexity of the texts and the use of specific terminology. Generalist language models tend to fall short in tasks specifically tailored for finance, even when using large language models (LLMs) with great natural language understanding and generative capabilities. This paper presents a study on LLM adaptation methods targeted at the financial domain and with high emphasis on financial sentiment analysis. To this purpose, two foundation models with less than 1.5B parameters have been adapted using a wide range of strategies. We show that through careful fine-tuning on both financial documents and instructions, these foundation models can be adapted to the target domain. Moreover, we observe that small LLMs have comparable performance to larger scale models, while being more efficient in terms of parameters and data. In addition to the models, we show how to generate artificial instructions through LLMs to augment the number of samples of the instruction dataset.

Lingua Custodia's participation at the WMT 2021 Machine Translation using Terminologies shared task

This paper describes Lingua Custodia's submission to the WMT21 shared task on machine translation using terminologies. We consider three directions, namely English to French, Russian, and Chinese. We rely on a Transformer-based architecture as a building block, and we explore a method which introduces two main changes to the standard procedure to handle terminologies. The first one consists in augmenting the training data in such a way as to encourage the model to learn a copy behavior when it encounters terminology constraint terms. The second change is constraint token masking, whose purpose is to ease copy behavior learning and to improve model generalization. Empirical results show that our method satisfies most terminology constraints while maintaining high translation quality.

Neural Medication Extraction: A Comparison of Recent Models in Supervised and Semi-supervised Learning Settings

Drug prescriptions are essential information that must be encoded in electronic medical records. However, much of this information is hidden within free-text reports. This is why the medication extraction task has emerged. To date, most of the research effort has focused on small amount of data and has only recently considered deep learning methods. In this paper, we present an independent and comprehensive evaluation of state-of-the-art neural architectures on the I2B2 medical prescription extraction task both in the supervised and semi-supervised settings. The study shows the very competitive performance of simple DNN models on the task as well as the high interest of pre-trained models. Adapting the latter models on the I2B2 dataset enables to push medication extraction performances above the state-of-the-art. Finally, the study also confirms that semi-supervised techniques are promising to leverage large amounts of unlabeled data in particular in low resource setting when labeled data is too costly to acquire.

Encouraging Neural Machine Translation to Satisfy Terminology Constraints

We present a new approach to encourage neural machine translation to satisfy lexical constraints. Our method acts at the training step and thereby avoiding the introduction of any extra computational overhead at inference step. The proposed method combines three main ingredients. The first one consists in augmenting the training data to specify the constraints. Intuitively, this encourages the model to learn a copy behavior when it encounters constraint terms. Compared to previous work, we use a simplified augmentation strategy without source factors. The second ingredient is constraint token masking, which makes it even easier for the model to learn the copy behavior and generalize better. The third one, is a modification of the standard cross entropy loss to bias the model towards assigning high probabilities to constraint words. Empirical results show that our method improves upon related baselines in terms of both BLEU score and the percentage of generated constraint terms.

Semi-Supervised Neural Text Generation by Joint Learning of Natural Language Generation and Natural Language Understanding Models

In Natural Language Generation (NLG), End-to-End (E2E) systems trained through deep learning have recently gained a strong interest. Such deep models need a large amount of carefully annotated data to reach satisfactory performance. However, acquiring such datasets for every new NLG application is a tedious and time-consuming task. In this paper, we propose a semi-supervised deep learning scheme that can learn from non-annotated data and annotated data when available. It uses an NLG and a Natural Language Understanding (NLU) sequence-to-sequence models which are learned jointly to compensate for the lack of annotation. Experiments on two benchmark datasets show that, with limited amount of annotated data, the method can achieve very competitive results while not using any pre-processing or re-scoring tricks. These findings open the way to the exploitation of non-annotated datasets which is the current bottleneck for the E2E NLG system development to new applications.