Stochastic Phased Array Performance Indicators for Quality-of-Service-Enhanced Massive MIMO

In this paper, we show that the signal-to-interference-plus-noise ratio (SINR) at a base station (BS) equipped with an arbitrary physical array antenna can be expressed as a function of two fundamental figures-of-merit (FoMs): (I) the instantaneous effective gain (IEG), and (II) the beamforming-channel correlation (BCC). These two FoMs are functions of the array antenna layout, the antenna elements, the propagation channel and the applied signal processing algorithms, and hence they are random variables (RVs) in general. We illustrate that both FoMs provide essential insights for quality-of-service (QoS)-based phased array design by investigating their statistics for BSs applying full-digital (FD) zero forcing (ZF) beamforming. We evaluate various array designs and show that arrays with higher IEGs and a reduced probability of low BCCs can increase the ergodic sum rate and reduce the need for scheduling.

A Supervised Learning Framework for Joint Angle-of-Arrival and Source Number Estimation

Machine learning is a promising technique for angle-of-arrival (AOA) estimation of waves impinging a sensor array. However, the majority of the methods proposed so far only consider a known, fixed number of impinging waves, i.e., a fixed source number. This paper proposes a machine-learning-based estimator designed for the case when the source number is variable and hence unknown a priori. The proposed estimator comprises a framework of single-label classifiers. Each classifier predicts if waves are present within certain randomly selected segments of the array's field of view (FOV), resulting from discretising the FOV with a certain (FOV) resolution. The classifiers' predictions are combined into a probabilistic angle spectrum, whereupon the source number and the AOAs are estimated jointly by applying a probability threshold whose optimal level is learned from data. The estimator's performance is assessed using a new performance metric: the joint AOA estimation success rate. Numerical simulations show that for low SNR (-10 dB), a low FOV resolution (2$^\circ$) yields a higher success rate than a high resolution (1$^\circ$), whereas the opposite applies for mid (0 dB) and high (10 dB) SNRs. In nearly all simulations, except one at low SNR and a high FOV resolution, the proposed estimator outperforms the MUSIC algorithm if the maximum allowed AOA estimation error is approximately equal to (or larger than) the FOV resolution.