Score Normalization for Demographic Fairness in Face Recognition

Fair biometric algorithms have similar verification performance across different demographic groups given a single decision threshold. Unfortunately, for state-of-the-art face recognition networks, score distributions differ between demographics. Contrary to work that tries to align those distributions by extra training or fine-tuning, we solely focus on score post-processing methods. As proved, well-known sample-centered score normalization techniques, Z-norm and T-norm, do not improve fairness for high-security operating points. Thus, we extend the standard Z/T-norm to integrate demographic information in normalization. Additionally, we investigate several possibilities to incorporate cohort similarities for both genuine and impostor pairs per demographic to improve fairness across different operating points. We run experiments on two datasets with different demographics (gender and ethnicity) and show that our techniques generally improve the overall fairness of five state-of-the-art pre-trained face recognition networks, without downgrading verification performance. We also indicate that an equal contribution of False Match Rate (FMR) and False Non-Match Rate (FNMR) in fairness evaluation is required for the highest gains. Code and protocols are available.

Refining Tuberculosis Detection in CXR Imaging: Addressing Bias in Deep Neural Networks via Interpretability

Automatic classification of active tuberculosis from chest X-ray images has the potential to save lives, especially in low- and mid-income countries where skilled human experts can be scarce. Given the lack of available labeled data to train such systems and the unbalanced nature of publicly available datasets, we argue that the reliability of deep learning models is limited, even if they can be shown to obtain perfect classification accuracy on the test data. One way of evaluating the reliability of such systems is to ensure that models use the same regions of input images for predictions as medical experts would. In this paper, we show that pre-training a deep neural network on a large-scale proxy task, as well as using mixed objective optimization network (MOON), a technique to balance different classes during pre-training and fine-tuning, can improve the alignment of decision foundations between models and experts, as compared to a model directly trained on the target dataset. At the same time, these approaches keep perfect classification accuracy according to the area under the receiver operating characteristic curve (AUROC) on the test set, and improve generalization on an independent, unseen dataset. For the purpose of reproducibility, our source code is made available online.

Large-Scale Evaluation of Open-Set Image Classification Techniques

The goal for classification is to correctly assign labels to unseen samples. However, most methods misclassify samples with unseen labels and assign them to one of the known classes. Open-Set Classification (OSC) algorithms aim to maximize both closed and open-set recognition capabilities. Recent studies showed the utility of such algorithms on small-scale data sets, but limited experimentation makes it difficult to assess their performances in real-world problems. Here, we provide a comprehensive comparison of various OSC algorithms, including training-based (SoftMax, Garbage, EOS) and post-processing methods (Maximum SoftMax Scores, Maximum Logit Scores, OpenMax, EVM, PROSER), the latter are applied on features from the former. We perform our evaluation on three large-scale protocols that mimic real-world challenges, where we train on known and negative open-set samples, and test on known and unknown instances. Our results show that EOS helps to improve performance of almost all post-processing algorithms. Particularly, OpenMax and PROSER are able to exploit better-trained networks, demonstrating the utility of hybrid models. However, while most algorithms work well on negative test samples -- samples of open-set classes seen during training -- they tend to perform poorly when tested on samples of previously unseen unknown classes, especially in challenging conditions.

Biased Binary Attribute Classifiers Ignore the Majority Classes

To visualize the regions of interest that classifiers base their decisions on, different Class Activation Mapping (CAM) methods have been developed. However, all of these techniques target categorical classifiers only, though most real-world tasks are binary classification. In this paper, we extend gradient-based CAM techniques to work with binary classifiers and visualize the active regions for binary facial attribute classifiers. When training an unbalanced binary classifier on an imbalanced dataset, it is well-known that the majority class, i.e. the class with many training samples, is mostly predicted much better than minority class with few training instances. In our experiments on the CelebA dataset, we verify these results, when training an unbalanced classifier to extract 40 facial attributes simultaneously. One would expect that the biased classifier has learned to extract features mainly for the majority classes and that the proportional energy of the activations mainly reside in certain specific regions of the image where the attribute is located. However, we find very little regular activation for samples of majority classes, while the active regions for minority classes seem mostly reasonable and overlap with our expectations. These results suggest that biased classifiers mainly rely on bias activation for majority classes. When training a balanced classifier on the imbalanced data by employing attribute-specific class weights, majority and minority classes are classified similarly well and show expected activations for almost all attributes

Open-Set Face Recognition with Maximal Entropy and Objectosphere Loss

Open-set face recognition characterizes a scenario where unknown individuals, unseen during the training and enrollment stages, appear on operation time. This work concentrates on watchlists, an open-set task that is expected to operate at a low False Positive Identification Rate and generally includes only a few enrollment samples per identity. We introduce a compact adapter network that benefits from additional negative face images when combined with distinct cost functions, such as Objectosphere Loss (OS) and the proposed Maximal Entropy Loss (MEL). MEL modifies the traditional Cross-Entropy loss in favor of increasing the entropy for negative samples and attaches a penalty to known target classes in pursuance of gallery specialization. The proposed approach adopts pre-trained deep neural networks (DNNs) for face recognition as feature extractors. Then, the adapter network takes deep feature representations and acts as a substitute for the output layer of the pre-trained DNN in exchange for an agile domain adaptation. Promising results have been achieved following open-set protocols for three different datasets: LFW, IJB-C, and UCCS as well as state-of-the-art performance when supplementary negative data is properly selected to fine-tune the adapter network.

Open-set Face Recognition with Neural Ensemble, Maximal Entropy Loss and Feature Augmentation

Open-set face recognition refers to a scenario in which biometric systems have incomplete knowledge of all existing subjects. Therefore, they are expected to prevent face samples of unregistered subjects from being identified as previously enrolled identities. This watchlist context adds an arduous requirement that calls for the dismissal of irrelevant faces by focusing mainly on subjects of interest. As a response, this work introduces a novel method that associates an ensemble of compact neural networks with a margin-based cost function that explores additional samples. Supplementary negative samples can be obtained from external databases or synthetically built at the representation level in training time with a new mix-up feature augmentation approach. Deep neural networks pre-trained on large face datasets serve as the preliminary feature extraction module. We carry out experiments on well-known LFW and IJB-C datasets where results show that the approach is able to boost closed and open-set identification rates.

Bridging Trustworthiness and Open-World Learning: An Exploratory Neural Approach for Enhancing Interpretability, Generalization, and Robustness

As researchers strive to narrow the gap between machine intelligence and human through the development of artificial intelligence technologies, it is imperative that we recognize the critical importance of trustworthiness in open-world, which has become ubiquitous in all aspects of daily life for everyone. However, several challenges may create a crisis of trust in current artificial intelligence systems that need to be bridged: 1) Insufficient explanation of predictive results; 2) Inadequate generalization for learning models; 3) Poor adaptability to uncertain environments. Consequently, we explore a neural program to bridge trustworthiness and open-world learning, extending from single-modal to multi-modal scenarios for readers. 1) To enhance design-level interpretability, we first customize trustworthy networks with specific physical meanings; 2) We then design environmental well-being task-interfaces via flexible learning regularizers for improving the generalization of trustworthy learning; 3) We propose to increase the robustness of trustworthy learning by integrating open-world recognition losses with agent mechanisms. Eventually, we enhance various trustworthy properties through the establishment of design-level explainability, environmental well-being task-interfaces and open-world recognition programs. These designed open-world protocols are applicable across a wide range of surroundings, under open-world multimedia recognition scenarios with significant performance improvements observed.

Large-Scale Open-Set Classification Protocols for ImageNet

Open-Set Classification (OSC) intends to adapt closed-set classification models to real-world scenarios, where the classifier must correctly label samples of known classes while rejecting previously unseen unknown samples. Only recently, research started to investigate on algorithms that are able to handle these unknown samples correctly. Some of these approaches address OSC by including into the training set negative samples that a classifier learns to reject, expecting that these data increase the robustness of the classifier on unknown classes. Most of these approaches are evaluated on small-scale and low-resolution image datasets like MNIST, SVHN or CIFAR, which makes it difficult to assess their applicability to the real world, and to compare them among each other. We propose three open-set protocols that provide rich datasets of natural images with different levels of similarity between known and unknown classes. The protocols consist of subsets of ImageNet classes selected to provide training and testing data closer to real-world scenarios. Additionally, we propose a new validation metric that can be employed to assess whether the training of deep learning models addresses both the classification of known samples and the rejection of unknown samples. We use the protocols to compare the performance of two baseline open-set algorithms to the standard SoftMax baseline and find that the algorithms work well on negative samples that have been seen during training, and partially on out-of-distribution detection tasks, but drop performance in the presence of samples from previously unseen unknown classes.

Consistency and Accuracy of CelebA Attribute Values

We report the first analysis of the experimental foundations of facial attribute classification. An experiment with two annotators independently assigning values shows that only 12 of 40 commonly-used attributes are assigned values with >= 95% consistency, and that three (high cheekbones, pointed nose, oval face) have random consistency (50%). These results show that the binary face attributes currently used in this research area could re-focused to be more objective. We identify 5,068 duplicate face appearances in CelebA, the most widely used dataset in this research area, and find that individual attributes have contradicting values on from 10 to 860 of 5,068 duplicates. Manual audit of a subset of CelebA estimates error rates as high as 40% for (no beard=false), even though the labeling consistency experiment indicates that no beard could be assigned with >= 95% consistency. Selecting the mouth slightly open (MSO) attribute for deeper analysis, we estimate the error rate for (MSO=true) at about 20% and for (MSO=false) at about 2%. We create a corrected version of the MSO attribute values, and compare classification models created using the original versus corrected values. The corrected values enable a model that achieves higher accuracy than has been previously reported for MSO. Also, ScoreCAM visualizations show that the model created using the corrected attribute values is in fact more focused on the mouth region of the face. These results show that the error rate in the current CelebA attribute values should be reduced in order to enable learning of better models. The corrected attribute values for CelebA's MSO and the CelebA facial hair attributes will be made available upon publication.

Eight Years of Face Recognition Research: Reproducibility, Achievements and Open Issues

Automatic face recognition is a research area with high popularity. Many different face recognition algorithms have been proposed in the last thirty years of intensive research in the field. With the popularity of deep learning and its capability to solve a huge variety of different problems, face recognition researchers have concentrated effort on creating better models under this paradigm. From the year 2015, state-of-the-art face recognition has been rooted in deep learning models. Despite the availability of large-scale and diverse datasets for evaluating the performance of face recognition algorithms, many of the modern datasets just combine different factors that influence face recognition, such as face pose, occlusion, illumination, facial expression and image quality. When algorithms produce errors on these datasets, it is not clear which of the factors has caused this error and, hence, there is no guidance in which direction more research is required. This work is a followup from our previous works developed in 2014 and eventually published in 2016, showing the impact of various facial aspects on face recognition algorithms. By comparing the current state-of-the-art with the best systems from the past, we demonstrate that faces under strong occlusions, some types of illumination, and strong expressions are problems mastered by deep learning algorithms, whereas recognition with low-resolution images, extreme pose variations, and open-set recognition is still an open problem. To show this, we run a sequence of experiments using six different datasets and five different face recognition algorithms in an open-source and reproducible manner. We provide the source code to run all of our experiments, which is easily extensible so that utilizing your own deep network in our evaluation is just a few minutes away.