Handwritten Text Recognition from Crowdsourced Annotations

In this paper, we explore different ways of training a model for handwritten text recognition when multiple imperfect or noisy transcriptions are available. We consider various training configurations, such as selecting a single transcription, retaining all transcriptions, or computing an aggregated transcription from all available annotations. In addition, we evaluate the impact of quality-based data selection, where samples with low agreement are removed from the training set. Our experiments are carried out on municipal registers of the city of Belfort (France) written between 1790 and 1946. % results The results show that computing a consensus transcription or training on multiple transcriptions are good alternatives. However, selecting training samples based on the degree of agreement between annotators introduces a bias in the training data and does not improve the results. Our dataset is publicly available on Zenodo: https://zenodo.org/record/8041668.

Large Scale Genealogical Information Extraction From Handwritten Quebec Parish Records

This paper presents a complete workflow designed for extracting information from Quebec handwritten parish registers. The acts in these documents contain individual and family information highly valuable for genetic, demographic and social studies of the Quebec population. From an image of parish records, our workflow is able to identify the acts and extract personal information. The workflow is divided into successive steps: page classification, text line detection, handwritten text recognition, named entity recognition and act detection and classification. For all these steps, different machine learning models are compared. Once the information is extracted, validation rules designed by experts are then applied to standardize the extracted information and ensure its consistency with the type of act (birth, marriage, and death). This validation step is able to reject records that are considered invalid or merged. The full workflow has been used to process over two million pages of Quebec parish registers from the 19-20th centuries. On a sample comprising 65% of registers, 3.2 million acts were recognized. Verification of the birth and death acts from this sample shows that 74% of them are considered complete and valid. These records will be integrated into the BALSAC database and linked together to recreate family and genealogical relations at large scale.

SIMARA: a database for key-value information extraction from full pages

We propose a new database for information extraction from historical handwritten documents. The corpus includes 5,393 finding aids from six different series, dating from the 18th-20th centuries. Finding aids are handwritten documents that contain metadata describing older archives. They are stored in the National Archives of France and are used by archivists to identify and find archival documents. Each document is annotated at page-level, and contains seven fields to retrieve. The localization of each field is not available in such a way that this dataset encourages research on segmentation-free systems for information extraction. We propose a model based on the Transformer architecture trained for end-to-end information extraction and provide three sets for training, validation and testing, to ensure fair comparison with future works. The database is freely accessible at https://zenodo.org/record/7868059.

Key-value information extraction from full handwritten pages

We propose a Transformer-based approach for information extraction from digitized handwritten documents. Our approach combines, in a single model, the different steps that were so far performed by separate models: feature extraction, handwriting recognition and named entity recognition. We compare this integrated approach with traditional two-stage methods that perform handwriting recognition before named entity recognition, and present results at different levels: line, paragraph, and page. Our experiments show that attention-based models are especially interesting when applied on full pages, as they do not require any prior segmentation step. Finally, we show that they are able to learn from key-value annotations: a list of important words with their corresponding named entities. We compare our models to state-of-the-art methods on three public databases (IAM, ESPOSALLES, and POPP) and outperform previous performances on all three datasets.

Détection d'Objets dans les documents numérisés par réseaux de neurones profonds

In this thesis, we study multiple tasks related to document layout analysis such as the detection of text lines, the splitting into acts or the detection of the writing support. Thus, we propose two deep neural models following two different approaches. We aim at proposing a model for object detection that considers the difficulties associated with document processing, including the limited amount of training data available. In this respect, we propose a pixel-level detection model and a second object-level detection model. We first propose a detection model with few parameters, fast in prediction, and which can obtain accurate prediction masks from a reduced number of training data. We implemented a strategy of collection and uniformization of many datasets, which are used to train a single line detection model that demonstrates high generalization capabilities to out-of-sample documents. We also propose a Transformer-based detection model. The design of such a model required redefining the task of object detection in document images and to study different approaches. Following this study, we propose an object detection strategy consisting in sequentially predicting the coordinates of the objects enclosing rectangles through a pixel classification. This strategy allows obtaining a fast model with only few parameters. Finally, in an industrial setting, new non-annotated data are often available. Thus, in the case of a model adaptation to this new data, it is expected to provide the system as few new annotated samples as possible. The selection of relevant samples for manual annotation is therefore crucial to enable successful adaptation. For this purpose, we propose confidence estimators from different approaches for object detection. We show that these estimators greatly reduce the amount of annotated data while optimizing the performances.

Confidence Estimation for Object Detection in Document Images

Deep neural networks are becoming increasingly powerful and large and always require more labelled data to be trained. However, since annotating data is time-consuming, it is now necessary to develop systems that show good performance while learning on a limited amount of data. These data must be correctly chosen to obtain models that are still efficient. For this, the systems must be able to determine which data should be annotated to achieve the best results. In this paper, we propose four estimators to estimate the confidence of object detection predictions. The first two are based on Monte Carlo dropout, the third one on descriptive statistics and the last one on the detector posterior probabilities. In the active learning framework, the three first estimators show a significant improvement in performance for the detection of document physical pages and text lines compared to a random selection of images. We also show that the proposed estimator based on descriptive statistics can replace MC dropout, reducing the computational cost without compromising the performances.

Robust Text Line Detection in Historical Documents: Learning and Evaluation Methods

Text line segmentation is one of the key steps in historical document understanding. It is challenging due to the variety of fonts, contents, writing styles and the quality of documents that have degraded through the years. In this paper, we address the limitations that currently prevent people from building line segmentation models with a high generalization capacity. We present a study conducted using three state-of-the-art systems Doc-UFCN, dhSegment and ARU-Net and show that it is possible to build generic models trained on a wide variety of historical document datasets that can correctly segment diverse unseen pages. This paper also highlights the importance of the annotations used during training: each existing dataset is annotated differently. We present a unification of the annotations and show its positive impact on the final text recognition results. In this end, we present a complete evaluation strategy using standard pixel-level metrics, object-level ones and introducing goal-oriented metrics.

Including Keyword Position in Image-based Models for Act Segmentation of Historical Registers

The segmentation of complex images into semantic regions has seen a growing interest these last years with the advent of Deep Learning. Until recently, most existing methods for Historical Document Analysis focused on the visual appearance of documents, ignoring the rich information that textual content can offer. However, the segmentation of complex documents into semantic regions is sometimes impossible relying only on visual features and recent models embed both visual and textual information. In this paper, we focus on the use of both visual and textual information for segmenting historical registers into structured and meaningful units such as acts. An act is a text recording containing valuable knowledge such as demographic information (baptism, marriage or death) or royal decisions (donation or pardon). We propose a simple pipeline to enrich document images with the position of text lines containing key-phrases and show that running a standard image-based layout analysis system on these images can lead to significant gains. Our experiments show that the detection of acts increases from 38 % of mAP to 74 % when adding textual information, in real use-case conditions where text lines positions and content are extracted with an automatic recognition system.

Multiple Document Datasets Pre-training Improves Text Line Detection With Deep Neural Networks

In this paper, we introduce a fully convolutional network for the document layout analysis task. While state-of-the-art methods are using models pre-trained on natural scene images, our method Doc-UFCN relies on a U-shaped model trained from scratch for detecting objects from historical documents. We consider the line segmentation task and more generally the layout analysis problem as a pixel-wise classification task then our model outputs a pixel-labeling of the input images. We show that Doc-UFCN outperforms state-of-the-art methods on various datasets and also demonstrate that the pre-trained parts on natural scene images are not required to reach good results. In addition, we show that pre-training on multiple document datasets can improve the performances. We evaluate the models using various metrics to have a fair and complete comparison between the methods.

HORAE: an annotated dataset of books of hours

We introduce in this paper a new dataset of annotated pages from books of hours, a type of handwritten prayer books owned and used by rich lay people in the late middle ages. The dataset was created for conducting historical research on the evolution of the religious mindset in Europe at this period since the book of hours represent one of the major sources of information thanks both to their rich illustrations and the different types of religious sources they contain. We first describe how the corpus was collected and manually annotated then present the evaluation of a state-of-the-art system for text line detection and for zone detection and typing. The corpus is freely available for research.