Efficient Elicitation of Collective Disagreements

We analyze the structure of the disagreement among a population of voters over a set of alternatives. Surveys typically ask either for pairwise comparisons, simple and intuitive for participants, or full rankings over alternatives, eliciting the entire voters' preferences. Building on the observation that pairwise comparisons cannot distinguish structural disagreement from noise, we propose a stratified framework to identify the minimal aggregated preference information needed to compute a number of disagreement measures from the literature. Specifically, we introduce the plurality matrix, a generalization of pairwise comparisons that records, for every subset $S$ of alternatives, the probability that each $a \in S$ ranks first in $S$. We define the level of a disagreement measure as the smallest subset size needed to express it, showing that many existing notions, including rank-variance and divisiveness, sit at level $3$, proving that pairwise comparisons are not enough. In addition, we demonstrate the interest of going beyond level $3$ both theoretically and experimentally. To make these results actionable, we design two elicitation protocols to estimate the plurality matrix, exploring the trade-off between the number of required participants and the cognitive load requested to each of them.

DU-Shapley: A Shapley Value Proxy for Efficient Dataset Valuation

Many machine learning problems require performing dataset valuation, i.e. to quantify the incremental gain, to some relevant pre-defined utility, of aggregating an individual dataset to others. As seminal examples, dataset valuation has been leveraged in collaborative and federated learning to create incentives for data sharing across several data owners. The Shapley value has recently been proposed as a principled tool to achieve this goal due to formal axiomatic justification. Since its computation often requires exponential time, standard approximation strategies based on Monte Carlo integration have been considered. Such generic approximation methods, however, remain expensive in some cases. In this paper, we exploit the knowledge about the structure of the dataset valuation problem to devise more efficient Shapley value estimators. We propose a novel approximation of the Shapley value, referred to as discrete uniform Shapley (DU-Shapley) which is expressed as an expectation under a discrete uniform distribution with support of reasonable size. We justify the relevancy of the proposed framework via asymptotic and non-asymptotic theoretical guarantees and show that DU-Shapley tends towards the Shapley value when the number of data owners is large. The benefits of the proposed framework are finally illustrated on several dataset valuation benchmarks. DU-Shapley outperforms other Shapley value approximations, even when the number of data owners is small.