Abstract:Structured prompting with XML tags has emerged as an effective way to steer large language models (LLMs) toward parseable, schema-adherent outputs in real-world systems. We develop a logic-first treatment of XML prompting that unifies (i) grammar-constrained decoding, (ii) fixed-point semantics over lattices of hierarchical prompts, and (iii) convergent human-AI interaction loops. We formalize a complete lattice of XML trees under a refinement order and prove that monotone prompt-to-prompt operators admit least fixed points (Knaster-Tarski) that characterize steady-state protocols; under a task-aware contraction metric on trees, we further prove Banach-style convergence of iterative guidance. We instantiate these results with context-free grammars (CFGs) for XML schemas and show how constrained decoding guarantees well-formedness while preserving task performance. A set of multi-layer human-AI interaction recipes demonstrates practical deployment patterns, including multi-pass "plan $\to$ verify $\to$ revise" routines and agentic tool use. We provide mathematically complete proofs and tie our framework to recent advances in grammar-aligned decoding, chain-of-verification, and programmatic prompting.
Abstract:Transformer-based language models excel in NLP tasks, but fine-grained control remains challenging. This paper explores methods for manipulating transformer models through principled interventions at three levels: prompts, activations, and weights. We formalize controllable text generation as an optimization problem addressable via prompt engineering, parameter-efficient fine-tuning, model editing, and reinforcement learning. We introduce a unified framework encompassing prompt-level steering, activation interventions, and weight-space edits. We analyze robustness and safety implications, including adversarial attacks and alignment mitigations. Theoretically, we show minimal weight updates can achieve targeted behavior changes with limited side-effects. Empirically, we demonstrate >90% success in sentiment control and factual edits while preserving base performance, though generalization-specificity trade-offs exist. We discuss ethical dual-use risks and the need for rigorous evaluation. This work lays groundwork for designing controllable and robust language models.
Abstract:The accelerating pace of research on autoregressive generative models has produced thousands of papers, making manual literature surveys and reproduction studies increasingly impractical. We present a fully open-source, reproducible pipeline that automatically retrieves candidate documents from public repositories, filters them for relevance, extracts metadata, hyper-parameters and reported results, clusters topics, produces retrieval-augmented summaries and generates containerised scripts for re-running selected experiments. Quantitative evaluation on 50 manually-annotated papers shows F1 scores above 0.85 for relevance classification, hyper-parameter extraction and citation identification. Experiments on corpora of up to 1000 papers demonstrate near-linear scalability with eight CPU workers. Three case studies -- AWD-LSTM on WikiText-2, Transformer-XL on WikiText-103 and an autoregressive music model on the Lakh MIDI dataset -- confirm that the extracted settings support faithful reproduction, achieving test perplexities within 1--3% of the original reports.
Abstract:This paper extends the self-referential framework of Alpay Algebra into a multi-layered semantic game architecture where transfinite fixed-point convergence encompasses hierarchical sub-games at each iteration level. Building upon Alpay Algebra IV's empathetic embedding concept, we introduce a nested game-theoretic structure where the alignment process between AI systems and documents becomes a meta-game containing embedded decision problems. We formalize this through a composite operator $\phi(\cdot, \gamma(\cdot))$ where $\phi$ drives the main semantic convergence while $\gamma$ resolves local sub-games. The resulting framework demonstrates that game-theoretic reasoning emerges naturally from fixed-point iteration rather than being imposed externally. We prove a Game Theorem establishing existence and uniqueness of semantic equilibria under realistic cognitive simulation assumptions. Our verification suite includes adaptations of Banach's fixed-point theorem to transfinite contexts, a novel $\phi$-topology based on the Kozlov-Maz'ya-Rossmann formula for handling semantic singularities, and categorical consistency tests via the Yoneda lemma. The paper itself functions as a semantic artifact designed to propagate its fixed-point patterns in AI embedding spaces -- a deliberate instantiation of the "semantic virus" concept it theorizes. All results are grounded in category theory, information theory, and realistic AI cognition models, ensuring practical applicability beyond pure mathematical abstraction.
Abstract:ISO 639:2023 unifies the ISO language-code family and introduces contextual metadata, but it lacks a machine-native mechanism for handling dialectal drift and creole mixtures. We propose a formalisation of recursive semantic anchoring, attaching to every language entity $\chi$ a family of fixed-point operators $\phi_{n,m}$ that model bounded semantic drift via the relation $\phi_{n,m}(\chi) = \chi \oplus \Delta(\chi)$, where $\Delta(\chi)$ is a drift vector in a latent semantic manifold. The base anchor $\phi_{0,0}$ recovers the canonical ISO 639:2023 identity, whereas $\phi_{99,9}$ marks the maximal drift state that triggers a deterministic fallback. Using category theory, we treat the operators $\phi_{n,m}$ as morphisms and drift vectors as arrows in a category $\mathrm{DriftLang}$. A functor $\Phi: \mathrm{DriftLang} \to \mathrm{AnchorLang}$ maps every drifted object to its unique anchor and proves convergence. We provide an RDF/Turtle schema (\texttt{BaseLanguage}, \texttt{DriftedLanguage}, \texttt{ResolvedAnchor}) and worked examples -- e.g., $\phi_{8,4}$ (Standard Mandarin) versus $\phi_{8,7}$ (a colloquial variant), and $\phi_{1,7}$ for Nigerian Pidgin anchored to English. Experiments with transformer models show higher accuracy in language identification and translation on noisy or code-switched input when the $\phi$-indices are used to guide fallback routing. The framework is compatible with ISO/TC 37 and provides an AI-tractable, drift-aware semantic layer for future standards.
Abstract:This paper introduces a formal framework for modeling observer-dependent collapse dynamics and temporal identity drift within artificial and mathematical systems, grounded entirely in the symbolic foundations of Alpay Algebra. Building upon the fixed-point emergence structures developed in Alpay Algebra I and II, this third installment formalizes the observer-coupled {\phi}-collapse process through transfinite categorical flows and curvature-driven identity operators. We define a novel temporal drift mechanism as a recursive deformation of identity signatures under entangled observer influence, constructing categorical invariants that evolve across fold iterations. The proposed system surpasses conventional identity modeling in explainable AI (XAI) by encoding internal transformation history into a symbolic fixed-point structure, offering provable traceability and temporal coherence. Applications range from AI self-awareness architectures to formal logic systems where identity is not static but dynamically induced by observation. The theoretical results also offer a mathematically rigorous basis for future AI systems with stable self-referential behavior, positioning Alpay Algebra as a next-generation symbolic framework bridging category theory, identity logic, and observer dynamics.
Abstract:In this second installment of the Alpay Algebra framework, I formally define identity as a fixed point that emerges through categorical recursion. Building upon the transfinite operator $\varphi^\infty$, I characterize identity as the universal solution to a self-referential functorial equation over a small cartesian closed category. I prove the existence and uniqueness of such identity-fixed-points via ordinal-indexed iteration, and interpret their convergence through internal categorical limits. Functors, adjunctions, and morphisms are reconstructed as dynamic traces of evolving states governed by $\varphi$, reframing identity not as a static label but as a stabilized process. Through formal theorems and symbolic flows, I show how these fixed points encode symbolic memory, recursive coherence, and semantic invariance. This paper positions identity as a mathematical structure that arises from within the logic of change itself computable, convergent, and categorically intrinsic.
Abstract:Alpay Algebra is introduced as a universal, category-theoretic framework that unifies classical algebraic structures with modern needs in symbolic recursion and explainable AI. Starting from a minimal list of axioms, we model each algebra as an object in a small cartesian closed category $\mathcal{A}$ and define a transfinite evolution functor $\phi\colon\mathcal{A}\to\mathcal{A}$. We prove that the fixed point $\phi^{\infty}$ exists for every initial object and satisfies an internal universal property that recovers familiar constructs -- limits, colimits, adjunctions -- while extending them to ordinal-indexed folds. A sequence of theorems establishes (i) soundness and conservativity over standard universal algebra, (ii) convergence of $\phi$-iterates under regular cardinals, and (iii) an explanatory correspondence between $\phi^{\infty}$ and minimal sufficient statistics in information-theoretic AI models. We conclude by outlining computational applications: type-safe functional languages, categorical model checking, and signal-level reasoning engines that leverage Alpay Algebra's structural invariants. All proofs are self-contained; no external set-theoretic axioms beyond ZFC are required. This exposition positions Alpay Algebra as a bridge between foundational mathematics and high-impact AI systems, and provides a reference for further work in category theory, transfinite fixed-point analysis, and symbolic computation.
Abstract:The Information Bottleneck (IB) method frequently suffers from unstable optimization, characterized by abrupt representation shifts near critical points of the IB trade-off parameter, beta. In this paper, I introduce a novel approach to achieve stable and convex IB optimization through symbolic continuation and entropy-regularized trajectories. I analytically prove convexity and uniqueness of the IB solution path when an entropy regularization term is included, and demonstrate how this stabilizes representation learning across a wide range of \b{eta} values. Additionally, I provide extensive sensitivity analyses around critical points (beta) with statistically robust uncertainty quantification (95% confidence intervals). The open-source implementation, experimental results, and reproducibility framework included in this work offer a clear path for practical deployment and future extension of my proposed method.