DARE: A large-scale handwritten date recognition system

Handwritten text recognition for historical documents is an important task but it remains difficult due to a lack of sufficient training data in combination with a large variability of writing styles and degradation of historical documents. While recurrent neural network architectures are commonly used for handwritten text recognition, they are often computationally expensive to train and the benefit of recurrence drastically differs by task. For these reasons, it is important to consider non-recurrent architectures. In the context of handwritten date recognition, we propose an architecture based on the EfficientNetV2 class of models that is fast to train, robust to parameter choices, and accurately transcribes handwritten dates from a number of sources. For training, we introduce a database containing almost 10 million tokens, originating from more than 2.2 million handwritten dates which are segmented from different historical documents. As dates are some of the most common information on historical documents, and with historical archives containing millions of such documents, the efficient and automatic transcription of dates has the potential to lead to significant cost-savings over manual transcription. We show that training on handwritten text with high variability in writing styles result in robust models for general handwritten text recognition and that transfer learning from the DARE system increases transcription accuracy substantially, allowing one to obtain high accuracy even when using a relatively small training sample.

Applications of Machine Learning in Document Digitisation

Data acquisition forms the primary step in all empirical research. The availability of data directly impacts the quality and extent of conclusions and insights. In particular, larger and more detailed datasets provide convincing answers even to complex research questions. The main problem is that 'large and detailed' usually implies 'costly and difficult', especially when the data medium is paper and books. Human operators and manual transcription have been the traditional approach for collecting historical data. We instead advocate the use of modern machine learning techniques to automate the digitisation process. We give an overview of the potential for applying machine digitisation for data collection through two illustrative applications. The first demonstrates that unsupervised layout classification applied to raw scans of nurse journals can be used to construct a treatment indicator. Moreover, it allows an assessment of assignment compliance. The second application uses attention-based neural networks for handwritten text recognition in order to transcribe age and birth and death dates from a large collection of Danish death certificates. We describe each step in the digitisation pipeline and provide implementation insights.

Time Series (re)sampling using Generative Adversarial Networks

We propose a novel bootstrap procedure for dependent data based on Generative Adversarial networks (GANs). We show that the dynamics of common stationary time series processes can be learned by GANs and demonstrate that GANs trained on a single sample path can be used to generate additional samples from the process. We find that temporal convolutional neural networks provide a suitable design for the generator and discriminator, and that convincing samples can be generated on the basis of a vector of iid normal noise. We demonstrate the finite sample properties of GAN sampling and the suggested bootstrap using simulations where we compare the performance to circular block bootstrapping in the case of resampling an AR(1) time series processes. We find that resampling using the GAN can outperform circular block bootstrapping in terms of empirical coverage.

HANA: A HAndwritten NAme Database for Offline Handwritten Text Recognition

Methods for linking individuals across historical data sets, typically in combination with AI based transcription models, are developing rapidly. Probably the single most important identifier for linking is personal names. However, personal names are prone to enumeration and transcription errors and although modern linking methods are designed to handle such challenges these sources of errors are critical and should be minimized. For this purpose, improved transcription methods and large-scale databases are crucial components. This paper describes and provides documentation for HANA, a newly constructed large-scale database which consists of more than 1.1 million images of handwritten word-groups. The database is a collection of personal names, containing more than 105 thousand unique names with a total of more than 3.3 million examples. In addition, we present benchmark results for deep learning models that automatically can transcribe the personal names from the scanned documents. Focusing mainly on personal names, due to its vital role in linking, we hope to foster more sophisticated, accurate, and robust models for handwritten text recognition through making more challenging large-scale databases publicly available. This paper describes the data source, the collection process, and the image-processing procedures and methods that are involved in extracting the handwritten personal names and handwritten text in general from the forms.