Estimating PLL Phase Noise Parameters from Measurements for System-Level Modeling

In current MIMO mobile communication systems, phase noise can significantly impair performance. To allow for compensation of these impairments, accurate phase noise modeling is necessary. Numerical modeling of the phase noise process at a phase-locked loop (PLL) output is established in the literature and commonly represented by an Ornstein-Uhlenbeck (OU) process. The corresponding spectrum can be represented by a multi-pole/zero model. This work presents a least squares (LS) method for estimating the PLL parameters such as oscillator constants or PLL bandwidth from a measured phase noise spectrum. The method is applied on the MAX2870 and MAX2871 PLL chips and parameter estimates such as oscillator constants and PLL bandwidths are provided. The resulting parameter set enables both time- and frequency-domain numerical simulations.

Proof of Concept: Local TX Real-Time Phase Calibration in MIMO Systems

Channel measurements in MIMO systems hinge on precise synchronization. While methods for time and frequency synchronization are well established, maintaining real-time phase coherence remains an open requirement for many MIMO systems. Phase coherence in MIMO systems is crucial for beamforming in digital arrays and enables precise parameter estimates such as Angle-of-Arrival/Departure. This work presents and validates a simple local real-time phase calibration method for a digital array. We compare two different approaches, instantaneous and smoothed calibration, to determine the optimal interval between synchronization procedures. To quantitatively assess calibration performance, we use two metrics: the average beamforming power loss and the RMS cycle-to-cycle jitter. Our results indicate that both approaches for phase calibration are effective and yield RMS of jitter in the 2.1 ps to 124 fs range for different SDR models. This level of precision enables coherent transmission on commonly available SDR platforms, allowing investigation on advanced MIMO techniques and transmit beamforming in practical testbeds.

Cramer-Rao Bound for Angle of Arrival Estimates in True-Time-Delay Systems

In the context of joint communication and sensing JC&S, the challenge of obtaining accurate parameter estimates is of interest. Parameter estimates, such as the AoA can be utilized for solving the initial access problem, interference mitigation, localization of users or monitoring of the environment and synchronization of MIMO systems. Recently, TTD systems have gained attention for fast beam training during initial access and mitigation of beam squinting. This work derives the CRB for angle estimates in typical TTD systems. Properties of the CRB and the Fisher information are investigated and numerically evaluated. Finally, methods for angle estimation such as ML and established estimators are utilized to solve the angle estimation problem using a uniform linear array.

A Practical Analysis: Understanding Phase Noise Modelling in Time and Frequency Domain for Phase-Locked Loops

In MIMO systems, the presence of phase noise is a significant factor that can degrade performance. For MIMO testbeds build from SDR devices, phase noise cannot be ignored, particular in applications that require phase synchronization. This is especially relevant in MIMO systems that employ digital beamforming, where precise phase alignment is crucial. Accordingly, accurate phase noise modelling of SDR devices is essential. However, the information provided in data sheets for different SDR models varies widely and is often insufficient for comprehensive characterization of their phase noise performance. While numerical simulations of PLL phase noise behavior are documented in the literature, there is a lack of extensive measurements supported by appropriate system modelling. In this work, we present a practical phase noise modeling methodology applied to an SDR from the USRP X310 series. Based on measurement data, we derive estimates of key PLL performance indicators such as cycle-to-cycle jitter, oscillator constants, and PLL bandwidth. Furthermore, we propose a parametric model for the phase noise PSD of the PLL circuit and provide corresponding parameter estimates. This model can be used for further investigation into the impact of phase noise on MIMO system performance implemented by similar SDR devices.