Probability Distributions Computed by Hard-Attention Transformers

Most expressivity results for transformers treat them as language recognizers (which accept or reject strings), and not as they are used in practice, as language models (which generate strings autoregressively and probabilistically). Here, we characterize the probability distributions that transformer language models can express. We show that making transformer language recognizers autoregressive can sometimes increase their expressivity, and that making them probabilistic can break equivalences that hold in the non-probabilistic case. Our overall contribution is to tease apart what functions transformers are capable of expressing, in their most common use-case as language models.

NoPE: The Counting Power of Transformers with No Positional Encodings

Positional Encodings (PEs) seem to be indispensable for ensuring expressiveness of transformers; without them attention transformers reduce to a bag-of-word model. NoPE-transformers (i.e. with No PEs) with unique hard attention mechanisms were very recently shown to only be able to express regular languages, i.e., with limited counting ability. This paper shows that, with average hard attention mechanisms, NoPE-transformers are still surprisingly expressive: they can express counting languages corresponding to nonnegative integer solutions to multivariate polynomial equations (i.e. Diophantine equations), reasoning about which is well-known to be undecidable. In fact, we provide a precise characterization of languages expressible by Average Hard Attention NoPE-Transformers (NoPE-AHATs): they correspond precisely to what we call \emph{semi-algebraic sets}, i.e., finite unions of sets of nonnegative integer solutions to systems of multivariate polynomial inequations. We obtain several interesting consequences of our characterization. Firstly, NoPE-transformers can express counting properties that are far more complex than established models like simplified counter machines and Petri nets, but cannot express a very simple counting property of PARITY. Secondly, the problem of analyzing NoPE-transformers is undecidable, e.g., whether a given NoPE transformer classifies all input strings in one class. To complement our results, we exhibit a counting language that is not expressible by average hard attention transformers even with arbitrary PEs but is expressible in the circuit complexity class TC$^0$, answering an open problem.

Logical Languages Accepted by Transformer Encoders with Hard Attention

We contribute to the study of formal languages that can be recognized by transformer encoders. We focus on two self-attention mechanisms: (1) UHAT (Unique Hard Attention Transformers) and (2) AHAT (Average Hard Attention Transformers). UHAT encoders are known to recognize only languages inside the circuit complexity class ${\sf AC}^0$, i.e., accepted by a family of poly-sized and depth-bounded boolean circuits with unbounded fan-ins. On the other hand, AHAT encoders can recognize languages outside ${\sf AC}^0$), but their expressive power still lies within the bigger circuit complexity class ${\sf TC}^0$, i.e., ${\sf AC}^0$-circuits extended by majority gates. We first show a negative result that there is an ${\sf AC}^0$-language that cannot be recognized by an UHAT encoder. On the positive side, we show that UHAT encoders can recognize a rich fragment of ${\sf AC}^0$-languages, namely, all languages definable in first-order logic with arbitrary unary numerical predicates. This logic, includes, for example, all regular languages from ${\sf AC}^0$. We then show that AHAT encoders can recognize all languages of our logic even when we enrich it with counting terms. We apply these results to derive new results on the expressive power of UHAT and AHAT up to permutation of letters (a.k.a. Parikh images).