AstuteRAG-FQA: Task-Aware Retrieval-Augmented Generation Framework for Proprietary Data Challenges in Financial Question Answering

Retrieval-Augmented Generation (RAG) shows significant promise in knowledge-intensive tasks by improving domain specificity, enhancing temporal relevance, and reducing hallucinations. However, applying RAG to finance encounters critical challenges: restricted access to proprietary datasets, limited retrieval accuracy, regulatory constraints, and sensitive data interpretation. We introduce AstuteRAG-FQA, an adaptive RAG framework tailored for Financial Question Answering (FQA), leveraging task-aware prompt engineering to address these challenges. The framework uses a hybrid retrieval strategy integrating both open-source and proprietary financial data while maintaining strict security protocols and regulatory compliance. A dynamic prompt framework adapts in real time to query complexity, improving precision and contextual relevance. To systematically address diverse financial queries, we propose a four-tier task classification: explicit factual, implicit factual, interpretable rationale, and hidden rationale involving implicit causal reasoning. For each category, we identify key challenges, datasets, and optimization techniques within the retrieval and generation process. The framework incorporates multi-layered security mechanisms including differential privacy, data anonymization, and role-based access controls to protect sensitive financial information. Additionally, AstuteRAG-FQA implements real-time compliance monitoring through automated regulatory validation systems that verify responses against industry standards and legal obligations. We evaluate three data integration techniques - contextual embedding, small model augmentation, and targeted fine-tuning - analyzing their efficiency and feasibility across varied financial environments.

Deep Neural Watermarking for Robust Copyright Protection in 3D Point Clouds

The protection of intellectual property has become critical due to the rapid growth of three-dimensional content in digital media. Unlike traditional images or videos, 3D point clouds present unique challenges for copyright enforcement, as they are especially vulnerable to a range of geometric and non-geometric attacks that can easily degrade or remove conventional watermark signals. In this paper, we address these challenges by proposing a robust deep neural watermarking framework for 3D point cloud copyright protection and ownership verification. Our approach embeds binary watermarks into the singular values of 3D point cloud blocks using spectral decomposition, i.e. Singular Value Decomposition (SVD), and leverages the extraction capabilities of Deep Learning using PointNet++ neural network architecture. The network is trained to reliably extract watermarks even after the data undergoes various attacks such as rotation, scaling, noise, cropping and signal distortions. We validated our method using the publicly available ModelNet40 dataset, demonstrating that deep learning-based extraction significantly outperforms traditional SVD-based techniques under challenging conditions. Our experimental evaluation demonstrates that the deep learning-based extraction approach significantly outperforms existing SVD-based methods with deep learning achieving bitwise accuracy up to 0.83 and Intersection over Union (IoU) of 0.80, compared to SVD achieving a bitwise accuracy of 0.58 and IoU of 0.26 for the Crop (70%) attack, which is the most severe geometric distortion in our experiment. This demonstrates our method's ability to achieve superior watermark recovery and maintain high fidelity even under severe distortions.