Quality Issues in Machine Learning Software Systems

Context: An increasing demand is observed in various domains to employ Machine Learning (ML) for solving complex problems. ML models are implemented as software components and deployed in Machine Learning Software Systems (MLSSs). Problem: There is a strong need for ensuring the serving quality of MLSSs. False or poor decisions of such systems can lead to malfunction of other systems, significant financial losses, or even threats to human life. The quality assurance of MLSSs is considered a challenging task and currently is a hot research topic. Objective: This paper aims to investigate the characteristics of real quality issues in MLSSs from the viewpoint of practitioners. This empirical study aims to identify a catalog of quality issues in MLSSs. Method: We conduct a set of interviews with practitioners/experts, to gather insights about their experience and practices when dealing with quality issues. We validate the identified quality issues via a survey with ML practitioners. Results: Based on the content of 37 interviews, we identified 18 recurring quality issues and 24 strategies to mitigate them. For each identified issue, we describe the causes and consequences according to the practitioners' experience. Conclusion: We believe the catalog of issues developed in this study will allow the community to develop efficient quality assurance tools for ML models and MLSSs. A replication package of our study is available on our public GitHub repository.

Responsible Design Patterns for Machine Learning Pipelines

Integrating ethical practices into the AI development process for artificial intelligence (AI) is essential to ensure safe, fair, and responsible operation. AI ethics involves applying ethical principles to the entire life cycle of AI systems. This is essential to mitigate potential risks and harms associated with AI, such as algorithm biases. To achieve this goal, responsible design patterns (RDPs) are critical for Machine Learning (ML) pipelines to guarantee ethical and fair outcomes. In this paper, we propose a comprehensive framework incorporating RDPs into ML pipelines to mitigate risks and ensure the ethical development of AI systems. Our framework comprises new responsible AI design patterns for ML pipelines identified through a survey of AI ethics and data management experts and validated through real-world scenarios with expert feedback. The framework guides AI developers, data scientists, and policy-makers to implement ethical practices in AI development and deploy responsible AI systems in production.

Leveraging Data Mining Algorithms to Recommend Source Code Changes

Context: Recent research has used data mining to develop techniques that can guide developers through source code changes. To the best of our knowledge, very few studies have investigated data mining techniques and--or compared their results with other algorithms or a baseline. Objectives: This paper proposes an automatic method for recommending source code changes using four data mining algorithms. We not only use these algorithms to recommend source code changes, but we also conduct an empirical evaluation. Methods: Our investigation includes seven open-source projects from which we extracted source change history at the file level. We used four widely data mining algorithms \ie{} Apriori, FP-Growth, Eclat, and Relim to compare the algorithms in terms of performance (Precision, Recall and F-measure) and execution time. Results: Our findings provide empirical evidence that while some Frequent Pattern Mining algorithms, such as Apriori may outperform other algorithms in some cases, the results are not consistent throughout all the software projects, which is more likely due to the nature and characteristics of the studied projects, in particular their change history. Conclusion: Apriori seems appropriate for large-scale projects, whereas Eclat appears to be suitable for small-scale projects. Moreover, FP-Growth seems an efficient approach in terms of execution time.

On Codex Prompt Engineering for OCL Generation: An Empirical Study

The Object Constraint Language (OCL) is a declarative language that adds constraints and object query expressions to MOF models. Despite its potential to provide precision and conciseness to UML models, the unfamiliar syntax of OCL has hindered its adoption. Recent advancements in LLMs, such as GPT-3, have shown their capability in many NLP tasks, including semantic parsing and text generation. Codex, a GPT-3 descendant, has been fine-tuned on publicly available code from GitHub and can generate code in many programming languages. We investigate the reliability of OCL constraints generated by Codex from natural language specifications. To achieve this, we compiled a dataset of 15 UML models and 168 specifications and crafted a prompt template with slots to populate with UML information and the target task, using both zero- and few-shot learning methods. By measuring the syntactic validity and execution accuracy metrics of the generated OCL constraints, we found that enriching the prompts with UML information and enabling few-shot learning increases the reliability of the generated OCL constraints. Furthermore, the results reveal a close similarity based on sentence embedding between the generated OCL constraints and the human-written ones in the ground truth, implying a level of clarity and understandability in the generated OCL constraints by Codex.

Mutation Testing of Deep Reinforcement Learning Based on Real Faults

Testing Deep Learning (DL) systems is a complex task as they do not behave like traditional systems would, notably because of their stochastic nature. Nonetheless, being able to adapt existing testing techniques such as Mutation Testing (MT) to DL settings would greatly improve their potential verifiability. While some efforts have been made to extend MT to the Supervised Learning paradigm, little work has gone into extending it to Reinforcement Learning (RL) which is also an important component of the DL ecosystem but behaves very differently from SL. This paper builds on the existing approach of MT in order to propose a framework, RLMutation, for MT applied to RL. Notably, we use existing taxonomies of faults to build a set of mutation operators relevant to RL and use a simple heuristic to generate test cases for RL. This allows us to compare different mutation killing definitions based on existing approaches, as well as to analyze the behavior of the obtained mutation operators and their potential combinations called Higher Order Mutation(s) (HOM). We show that the design choice of the mutation killing definition can affect whether or not a mutation is killed as well as the generated test cases. Moreover, we found that even with a relatively small number of test cases and operators we manage to generate HOM with interesting properties which can enhance testing capability in RL systems.

AmbieGen: A Search-based Framework for Autonomous Systems Testing

Thorough testing of safety-critical autonomous systems, such as self-driving cars, autonomous robots, and drones, is essential for detecting potential failures before deployment. One crucial testing stage is model-in-the-loop testing, where the system model is evaluated by executing various scenarios in a simulator. However, the search space of possible parameters defining these test scenarios is vast, and simulating all combinations is computationally infeasible. To address this challenge, we introduce AmbieGen, a search-based test case generation framework for autonomous systems. AmbieGen uses evolutionary search to identify the most critical scenarios for a given system, and has a modular architecture that allows for the addition of new systems under test, algorithms, and search operators. Currently, AmbieGen supports test case generation for autonomous robots and autonomous car lane keeping assist systems. In this paper, we provide a high-level overview of the framework's architecture and demonstrate its practical use cases.

Can Ensembling Pre-processing Algorithms Lead to Better Machine Learning Fairness?

As machine learning (ML) systems get adopted in more critical areas, it has become increasingly crucial to address the bias that could occur in these systems. Several fairness pre-processing algorithms are available to alleviate implicit biases during model training. These algorithms employ different concepts of fairness, often leading to conflicting strategies with consequential trade-offs between fairness and accuracy. In this work, we evaluate three popular fairness pre-processing algorithms and investigate the potential for combining all algorithms into a more robust pre-processing ensemble. We report on lessons learned that can help practitioners better select fairness algorithms for their models.

An Empirical Study of Library Usage and Dependency in Deep Learning Frameworks

Recent advances in deep learning (dl) have led to the release of several dl software libraries such as pytorch, Caffe, and TensorFlow, in order to assist machine learning (ml) practitioners in developing and deploying state-of-the-art deep neural networks (DNN), but they are not able to properly cope with limitations in the dl libraries such as testing or data processing. In this paper, we present a qualitative and quantitative analysis of the most frequent dl libraries combination, the distribution of dl library dependencies across the ml workflow, and formulate a set of recommendations to (i) hardware builders for more optimized accelerators and (ii) library builder for more refined future releases. Our study is based on 1,484 open-source dl projects with 46,110 contributors selected based on their reputation. First, we found an increasing trend in the usage of deep learning libraries. Second, we highlight several usage patterns of deep learning libraries. In addition, we identify dependencies between dl libraries and the most frequent combination where we discover that pytorch and Scikit-learn and, Keras and TensorFlow are the most frequent combination in 18% and 14% of the projects. The developer uses two or three dl libraries in the same projects and tends to use different multiple dl libraries in both the same function and the same files. The developer shows patterns in using various deep-learning libraries and prefers simple functions with fewer arguments and straightforward goals. Finally, we present the implications of our findings for researchers, library maintainers, and hardware vendors.

Reliable Malware Analysis and Detection using Topology Data Analysis

Increasingly, malwares are becoming complex and they are spreading on networks targeting different infrastructures and personal-end devices to collect, modify, and destroy victim information. Malware behaviors are polymorphic, metamorphic, persistent, able to hide to bypass detectors and adapt to new environments, and even leverage machine learning techniques to better damage targets. Thus, it makes them difficult to analyze and detect with traditional endpoint detection and response, intrusion detection and prevention systems. To defend against malwares, recent work has proposed different techniques based on signatures and machine learning. In this paper, we propose to use an algebraic topological approach called topological-based data analysis (TDA) to efficiently analyze and detect complex malware patterns. Next, we compare the different TDA techniques (i.e., persistence homology, tomato, TDA Mapper) and existing techniques (i.e., PCA, UMAP, t-SNE) using different classifiers including random forest, decision tree, xgboost, and lightgbm. We also propose some recommendations to deploy the best-identified models for malware detection at scale. Results show that TDA Mapper (combined with PCA) is better for clustering and for identifying hidden relationships between malware clusters compared to PCA. Persistent diagrams are better to identify overlapping malware clusters with low execution time compared to UMAP and t-SNE. For malware detection, malware analysts can use Random Forest and Decision Tree with t-SNE and Persistent Diagram to achieve better performance and robustness on noised data.