Closed-Form Expressions for I/O Relation in Zak-OTFS with Different Delay-Doppler Filters

The transceiver operations in the delay-Doppler (DD) domain in Zak-OTFS modulation, including DD domain filtering at the transmitter and receiver, involve twisted convolution operation. The twisted convolution operations give rise to multiple integrals in the end-to-end DD domain input-output (I/O) relation. The I/O relation plays a crucial role in performance evaluation and algorithm development for transceiver implementation. In this paper, we derive discrete DD domain closed-form expressions for the I/O relation and noise covariance in Zak-OTFS. We derive these expressions for sinc and Gaussian pulse shaping DD filters at the transmitter (Tx). On the receiver (Rx) side, three types of DD filters are considered, viz., $(i)$ Rx filter identical to Tx filter (referred to as `identical filtering'), $(ii)$ Rx filter matched to the Tx filter (referred to as `matched filtering'), and $(iii)$ Rx filter matched to both Tx filter and channel response (referred to as `channel matched filtering'). For all the above cases, except for the case of sinc identical filtering, we derive exact I/O relation and noise covariance expressions in closed-form. For the sinc identical filtering case, we derive approximate closed-form expressions which are shown to be accurate. Using the derived closed-form expressions, we evaluate the bit error performance of Zak-OTFS for different Tx/Rx filter configurations. Our results using Vehicular-A (Veh-A) channel model with fractional DDs show that, while matched filtering achieves slightly better or almost same performance as identical filtering, channel matched filtering achieves the best performance among the three.

A Gaussian-Sinc Pulse Shaping Filter for Zak-OTFS

The choice of delay-Doppler domain (DD) pulse shaping filter plays an important role in determining the performance of Zak-OTFS. Sinc filter has good main lobe characteristics (with nulls at information grid points) which is good for equalization/detection, but has high side lobes which are detrimental for input-output (I/O) relation estimation. Whereas, Gaussian filter is highly localized with very low side lobes which is good for I/O relation estimation, but has poor main lobe characteristics which is not good for equalization/detection. In this paper, we propose a new filter, termed as {\em Gaussian-sinc (GS) filter}, which inherits the complementary strengths of both Gaussian and sinc filters. The proposed filter does not incur time or bandwidth expansion. We derive closed-form expressions for the I/O relation and noise covariance of Zak-OTFS with the proposed GS filter. We evaluate the Zak-OTFS performance for different pulse shaping filters with I/O relation estimated using exclusive and embedded pilots. Our results show that the proposed GS filter achieves better bit error rate (BER) performance compared to other filters reported in the literature. For example, with model-free I/O relation estimation using embedded pilot and 8-QAM, the proposed GS filter achieves an SNR gain of about 4 dB at $10^{-2}$ uncoded BER compared to Gaussian and sinc filters, and the SNR gain becomes more than 6 dB at a coded BER of $10^{-4}$ with rate-1/2 coding.