Abstract:We evaluate when sparse autoencoder (SAE) features act as localized control handles for safety-relevant behavior. This question is difficult because apparent success can arise from weak interventions, mismatched baselines, model robustness, or degenerate outputs that automated safety judges mark as unsafe without representing meaningful harmful compliance. We introduce a matched coherence-gated evaluation protocol for runtime safety interventions: methods are compared at matched target-effect points, and the primary target metric counts harmful compliance only when an output is both judge-unsafe and coherent. Applying this protocol to three prompt splits on Gemma-2-9B-it with a Gemma Scope layer-20 residual SAE, we find that SAE feature ablation has a narrow useful regime. SAE top800 reaches a low-to-mid target effect with lower total perturbation and competitive utility, but SAE top1600 loses utility relative to a matched dense refusal-direction baseline, and SAE top3200 primarily induces coherence collapse. Human audit confirms that coherence gating removes unsafe-only artifacts, and feature diagnostics show that the useful regime is driven by a stable head of refusal-aligned features whose activation separation decays rapidly with rank. These results argue that SAE-based safety interventions should be evaluated as regime-dependent control mechanisms rather than assumed to be uniformly localized.
Abstract:KV-cache compression methods are predominantly evaluated with the query appended to the context before compression -- a query-aware protocol. Yet the economic case for a compressed KV cache is reuse: compress a document once, answer many future questions against it. In that deployment, compression must happen query-agnostic -- before any question is seen. We present a matched-budget audit of six published compression methods against three trivial baselines on three open 7-9B models (144,300 paired evaluations on RULER-8192; 40,800 on LongBench; 50,000-resample paired bootstrap throughout). Everything is held fixed -- model, compression ratio, instances, decoding -- except the scoring rule. Three findings. (1) Query visibility changes the rankings: under the agnostic protocol, of the five audited methods that share a common attention backend, only KeyDiff beats a best-of-3 trivial baseline consistently (31 of 36 cells), and the most widely deployed method, SnapKV, loses to "keep the start and the recent window" on average (-0.066). (2) The per-method drop between the two protocols is ordered consistently with how visible the question is to each method's scoring signal, legible in its source code: from Delta=+0.198 for SnapKV (the question sits inside its 64-token observation window) down to Delta=+0.011 for KeyDiff (its score contains no query term at all).