The Strong Lottery Ticket Hypothesis for Multi-Head Attention Mechanisms

The strong lottery ticket hypothesis (SLTH) conjectures that high-performing subnetworks, called strong lottery tickets (SLTs), are hidden in randomly initialized neural networks. Although recent theoretical studies have established the SLTH across various neural architectures, the SLTH for transformer architectures still lacks theoretical understanding. In particular, the current theory of the SLTH does not yet account for the multi-head attention (MHA) mechanism, a core component of transformers. To address this gap, we introduce a theoretical analysis of the existence of SLTs within MHAs. We prove that, if a randomly initialized MHA of $H$ heads and input dimension $d$ has the hidden dimension $O(d\log(Hd^{3/2}))$ for the key and value, it contains an SLT that approximates an arbitrary MHA with the same input dimension with high probability. Furthermore, by leveraging this theory for MHAs, we extend the SLTH to transformers without normalization layers. We empirically validate our theoretical findings, demonstrating that the approximation error between the SLT within a source model (MHA and transformer) and an approximate target counterpart decreases exponentially by increasing the hidden dimension of the source model.

Partial Search in a Frozen Network is Enough to Find a Strong Lottery Ticket

Randomly initialized dense networks contain subnetworks that achieve high accuracy without weight learning -- strong lottery tickets (SLTs). Recently, Gadhikar et al. (2023) demonstrated theoretically and experimentally that SLTs can also be found within a randomly pruned source network, thus reducing the SLT search space. However, this limits the search to SLTs that are even sparser than the source, leading to worse accuracy due to unintentionally high sparsity. This paper proposes a method that reduces the SLT search space by an arbitrary ratio that is independent of the desired SLT sparsity. A random subset of the initial weights is excluded from the search space by freezing it -- i.e., by either permanently pruning them or locking them as a fixed part of the SLT. Indeed, the SLT existence in such a reduced search space is theoretically guaranteed by our subset-sum approximation with randomly frozen variables. In addition to reducing search space, the random freezing pattern can also be exploited to reduce model size in inference. Furthermore, experimental results show that the proposed method finds SLTs with better accuracy and model size trade-off than the SLTs obtained from dense or randomly pruned source networks. In particular, the SLT found in a frozen graph neural network achieves higher accuracy than its weight trained counterpart while reducing model size by $40.3\times$.