MMRAG-DocQA: A Multi-Modal Retrieval-Augmented Generation Method for Document Question-Answering with Hierarchical Index and Multi-Granularity Retrieval

The multi-modal long-context document question-answering task aims to locate and integrate multi-modal evidences (such as texts, tables, charts, images, and layouts) distributed across multiple pages, for question understanding and answer generation. The existing methods can be categorized into Large Vision-Language Model (LVLM)-based and Retrieval-Augmented Generation (RAG)-based methods. However, the former were susceptible to hallucinations, while the latter struggled for inter-modal disconnection and cross-page fragmentation. To address these challenges, a novel multi-modal RAG model, named MMRAG-DocQA, was proposed, leveraging both textual and visual information across long-range pages to facilitate accurate question answering. A hierarchical indexing method with the integration of flattened in-page chunks and topological cross-page chunks was designed to jointly establish in-page multi-modal associations and long-distance cross-page dependencies. By means of joint similarity evaluation and large language model (LLM)-based re-ranking, a multi-granularity semantic retrieval method, including the page-level parent page retrieval and document-level summary retrieval, was proposed to foster multi-modal evidence connection and long-distance evidence integration and reasoning. Experimental results performed on public datasets, MMLongBench-Doc and LongDocURL, demonstrated the superiority of our MMRAG-DocQA method in understanding and answering modality-rich and multi-page documents.

KnowRA: Knowledge Retrieval Augmented Method for Document-level Relation Extraction with Comprehensive Reasoning Abilities

Document-level relation extraction (Doc-RE) aims to extract relations between entities across multiple sentences. Therefore, Doc-RE requires more comprehensive reasoning abilities like humans, involving complex cross-sentence interactions between entities, contexts, and external general knowledge, compared to the sentence-level RE. However, most existing Doc-RE methods focus on optimizing single reasoning ability, but lack the ability to utilize external knowledge for comprehensive reasoning on long documents. To solve these problems, a knowledge retrieval augmented method, named KnowRA, was proposed with comprehensive reasoning to autonomously determine whether to accept external knowledge to assist DocRE. Firstly, we constructed a document graph for semantic encoding and integrated the co-reference resolution model to augment the co-reference reasoning ability. Then, we expanded the document graph into a document knowledge graph by retrieving the external knowledge base for common-sense reasoning and a novel knowledge filtration method was presented to filter out irrelevant knowledge. Finally, we proposed the axis attention mechanism to build direct and indirect associations with intermediary entities for achieving cross-sentence logical reasoning. Extensive experiments conducted on two datasets verified the effectiveness of our method compared to the state-of-the-art baselines. Our code is available at https://anonymous.4open.science/r/KnowRA.