List-aware Reranking-Truncation Joint Model for Search and Retrieval-augmented Generation

The results of information retrieval (IR) are usually presented in the form of a ranked list of candidate documents, such as web search for humans and retrieval-augmented generation for large language models (LLMs). List-aware retrieval aims to capture the list-level contextual features to return a better list, mainly including reranking and truncation. Reranking finely re-scores the documents in the list. Truncation dynamically determines the cut-off point of the ranked list to achieve the trade-off between overall relevance and avoiding misinformation from irrelevant documents. Previous studies treat them as two separate tasks and model them separately. However, the separation is not optimal. First, it is hard to share the contextual information of the ranking list between the two tasks. Second, the separate pipeline usually meets the error accumulation problem, where the small error from the reranking stage can largely affect the truncation stage. To solve these problems, we propose a Reranking-Truncation joint model (GenRT) that can perform the two tasks concurrently. GenRT integrates reranking and truncation via generative paradigm based on encoder-decoder architecture. We also design the novel loss functions for joint optimization to make the model learn both tasks. Sharing parameters by the joint model is conducive to making full use of the common modeling information of the two tasks. Besides, the two tasks are performed concurrently and co-optimized to solve the error accumulation problem between separate stages. Experiments on public learning-to-rank benchmarks and open-domain Q\&A tasks show that our method achieves SOTA performance on both reranking and truncation tasks for web search and retrieval-augmented LLMs.

Investigating Consistency in Query-Based Meeting Summarization: A Comparative Study of Different Embedding Methods

With more and more advanced data analysis techniques emerging, people will expect these techniques to be applied in more complex tasks and solve problems in our daily lives. Text Summarization is one of famous applications in Natural Language Processing (NLP) field. It aims to automatically generate summary with important information based on a given context, which is important when you have to deal with piles of documents. Summarization techniques can help capture key points in a short time and bring convenience in works. One of applicable situation is meeting summarization, especially for important meeting that tend to be long, complicated, multi-topic and multi-person. Therefore, when people want to review specific content from a meeting, it will be hard and time-consuming to find the related spans in the meeting transcript. However, most of previous works focus on doing summarization for newsletters, scientific articles...etc, which have a clear document structure and an official format. For the documents with complex structure like transcripts, we think those works are not quite suitable for meeting summarization. Besides, the consistency of summary is another issue common to be discussed in NLP field. To conquer challenges of meeting summarization, we are inspired by "QMSum: A New Benchmark for Query-based Multi-domain Meeting Summarization" proposed by Microsoft and we also propose our Locater model designed to extract relevant spans based on given transcript and query, which are then summarized by Summarizer model. Furthermore, we perform a comparative study by applying different word embedding techniques to improve summary consistency.

InRanker: Distilled Rankers for Zero-shot Information Retrieval

Despite multi-billion parameter neural rankers being common components of state-of-the-art information retrieval pipelines, they are rarely used in production due to the enormous amount of compute required for inference. In this work, we propose a new method for distilling large rankers into their smaller versions focusing on out-of-domain effectiveness. We introduce InRanker, a version of monoT5 distilled from monoT5-3B with increased effectiveness on out-of-domain scenarios. Our key insight is to use language models and rerankers to generate as much as possible synthetic "in-domain" training data, i.e., data that closely resembles the data that will be seen at retrieval time. The pipeline consists of two distillation phases that do not require additional user queries or manual annotations: (1) training on existing supervised soft teacher labels, and (2) training on teacher soft labels for synthetic queries generated using a large language model. Consequently, models like monoT5-60M and monoT5-220M improved their effectiveness by using the teacher's knowledge, despite being 50x and 13x smaller, respectively. Models and code are available at https://github.com/unicamp-dl/InRanker.

Behind the Screen: Investigating ChatGPT's Dark Personality Traits and Conspiracy Beliefs

ChatGPT is notorious for its intransparent behavior. This paper tries to shed light on this, providing an in-depth analysis of the dark personality traits and conspiracy beliefs of GPT-3.5 and GPT-4. Different psychological tests and questionnaires were employed, including the Dark Factor Test, the Mach-IV Scale, the Generic Conspiracy Belief Scale, and the Conspiracy Mentality Scale. The responses were analyzed computing average scores, standard deviations, and significance tests to investigate differences between GPT-3.5 and GPT-4. For traits that have shown to be interdependent in human studies, correlations were considered. Additionally, system roles corresponding to groups that have shown distinct answering behavior in the corresponding questionnaires were applied to examine the models' ability to reflect characteristics associated with these roles in their responses. Dark personality traits and conspiracy beliefs were not particularly pronounced in either model with little differences between GPT-3.5 and GPT-4. However, GPT-4 showed a pronounced tendency to believe in information withholding. This is particularly intriguing given that GPT-4 is trained on a significantly larger dataset than GPT-3.5. Apparently, in this case an increased data exposure correlates with a greater belief in the control of information. An assignment of extreme political affiliations increased the belief in conspiracy theories. Test sequencing affected the models' responses and the observed correlations, indicating a form of contextual memory.

Incorporating Visual Experts to Resolve the Information Loss in Multimodal Large Language Models

Multimodal Large Language Models (MLLMs) are experiencing rapid growth, yielding a plethora of noteworthy contributions in recent months. The prevailing trend involves adopting data-driven methodologies, wherein diverse instruction-following datasets are collected. However, a prevailing challenge persists in these approaches, specifically in relation to the limited visual perception ability, as CLIP-like encoders employed for extracting visual information from inputs. Though these encoders are pre-trained on billions of image-text pairs, they still grapple with the information loss dilemma, given that textual captions only partially capture the contents depicted in images. To address this limitation, this paper proposes to improve the visual perception ability of MLLMs through a mixture-of-experts knowledge enhancement mechanism. Specifically, we introduce a novel method that incorporates multi-task encoders and visual tools into the existing MLLMs training and inference pipeline, aiming to provide a more comprehensive and accurate summarization of visual inputs. Extensive experiments have evaluated its effectiveness of advancing MLLMs, showcasing improved visual perception achieved through the integration of visual experts.

Improving importance estimation in covariate shift for providing accurate prediction error

In traditional Machine Learning, the algorithms predictions are based on the assumption that the data follows the same distribution in both the training and the test datasets. However, in real world data this condition does not hold and, for instance, the distribution of the covariates changes whereas the conditional distribution of the targets remains unchanged. This situation is called covariate shift problem where standard error estimation may be no longer accurate. In this context, the importance is a measure commonly used to alleviate the influence of covariate shift on error estimations. The main drawback is that it is not easy to compute. The Kullback-Leibler Importance Estimation Procedure (KLIEP) is capable of estimating importance in a promising way. Despite its good performance, it fails to ignore target information, since it only includes the covariates information for computing the importance. In this direction, this paper explores the potential performance improvement if target information is considered in the computation of the importance. Then, a redefinition of the importance arises in order to be generalized in this way. Besides the potential improvement in performance, including target information make possible the application to a real application about plankton classification that motivates this research and characterized by its great dimensionality, since considering targets rather than covariates reduces the computation and the noise in the covariates. The impact of taking target information is also explored when Logistic Regression (LR), Kernel Mean Matching (KMM), Ensemble Kernel Mean Matching (EKMM) and the naive predecessor of KLIEP called Kernel Density Estimation (KDE) methods estimate the importance. The experimental results lead to a more accurate error estimation using target information, especially in case of the more promising method KLIEP.

The Strain of Success: A Predictive Model for Injury Risk Mitigation and Team Success in Soccer

In this paper, we present a novel sequential team selection model in soccer. Specifically, we model the stochastic process of player injury and unavailability using player-specific information learned from real-world soccer data. Monte-Carlo Tree Search is used to select teams for games that optimise long-term team performance across a soccer season by reasoning over player injury probability. We validate our approach compared to benchmark solutions for the 2018/19 English Premier League season. Our model achieves similar season expected points to the benchmark whilst reducing first-team injuries by ~13% and the money inefficiently spent on injured players by ~11% - demonstrating the potential to reduce costs and improve player welfare in real-world soccer teams.

LiDAR-Forest Dataset: LiDAR Point Cloud Simulation Dataset for Forestry Application

The popularity of LiDAR devices and sensor technology has gradually empowered users from autonomous driving to forest monitoring, and research on 3D LiDAR has made remarkable progress over the years. Unlike 2D images, whose focused area is visible and rich in texture information, understanding the point distribution can help companies and researchers find better ways to develop point-based 3D applications. In this work, we contribute an unreal-based LiDAR simulation tool and a 3D simulation dataset named LiDAR-Forest, which can be used by various studies to evaluate forest reconstruction, tree DBH estimation, and point cloud compression for easy visualization. The simulation is customizable in tree species, LiDAR types and scene generation, with low cost and high efficiency.

RAMP: Boosting Adversarial Robustness Against Multiple $l_p$ Perturbations

There is considerable work on improving robustness against adversarial attacks bounded by a single $l_p$ norm using adversarial training (AT). However, the multiple-norm robustness (union accuracy) of AT models is still low. We observe that simultaneously obtaining good union and clean accuracy is hard since there are tradeoffs between robustness against multiple $l_p$ perturbations, and accuracy/robustness/efficiency. By analyzing the tradeoffs from the lens of distribution shifts, we identify the key tradeoff pair among $l_p$ attacks to boost efficiency and design a logit pairing loss to improve the union accuracy. Next, we connect natural training with AT via gradient projection, to find and incorporate useful information from natural training into AT, which moderates the accuracy/robustness tradeoff. Combining our contributions, we propose a framework called \textbf{RAMP}, to boost the robustness against multiple $l_p$ perturbations. We show \textbf{RAMP} can be easily adapted for both robust fine-tuning and full AT. For robust fine-tuning, \textbf{RAMP} obtains a union accuracy up to $53.5\%$ on CIFAR-10, and $29.7\%$ on ImageNet. For training from scratch, \textbf{RAMP} achieves SOTA union accuracy of $44.6\%$ and relatively good clean accuracy of $81.2\%$ on ResNet-18 against AutoAttack on CIFAR-10.

Exploring Group and Symmetry Principles in Large Language Models

Large Language Models (LLMs) have demonstrated impressive performance across a wide range of applications; however, assessing their reasoning capabilities remains a significant challenge. In this paper, we introduce a framework grounded in group and symmetry principles, which have played a crucial role in fields such as physics and mathematics, and offer another way to evaluate their capabilities. While the proposed framework is general, to showcase the benefits of employing these properties, we focus on arithmetic reasoning and investigate the performance of these models on four group properties: closure, identity, inverse, and associativity. Our findings reveal that LLMs studied in this work struggle to preserve group properties across different test regimes. In the closure test, we observe biases towards specific outputs and an abrupt degradation in their performance from 100% to 0% after a specific sequence length. They also perform poorly in the identity test, which represents adding irrelevant information in the context, and show sensitivity when subjected to inverse test, which examines the robustness of the model with respect to negation. In addition, we demonstrate that breaking down problems into smaller steps helps LLMs in the associativity test that we have conducted. To support these tests we have developed a synthetic dataset which will be released.