This paper introduces a novel unsupervised technique that utilizes large language models (LLMs) to determine the most suitable dense retriever for a specific test(target) corpus. Selecting the appropriate dense retriever is vital for numerous IR applications that employ these retrievers, trained on public datasets, to encode or conduct searches within a new private target corpus. The effectiveness of a dense retriever can significantly diminish when applied to a target corpus that diverges in domain or task from the original training set. The problem becomes more pronounced in cases where the target corpus is unlabeled, e.g. in zero-shot scenarios, rendering direct evaluation of the model's effectiveness on the target corpus unattainable. Therefore, the unsupervised selection of an optimally pre-trained dense retriever, especially under conditions of domain shift, emerges as a critical challenge. Existing methodologies for ranking dense retrievers fall short in addressing these domain shift scenarios. To tackle this, our method capitalizes on LLMs to create pseudo-relevant queries, labels, and reference lists by analyzing a subset of documents from the target corpus. This allows for the ranking of dense retrievers based on their performance with these pseudo-relevant signals. Significantly, this strategy is the first to depend exclusively on the target corpus data, removing the necessity for training data and test labels. We assessed the effectiveness of our approach by compiling a comprehensive pool of cutting-edge dense retrievers and comparing our method against traditional dense retriever selection benchmarks. The findings reveal that our proposed solution surpasses the existing benchmarks in both the selection and ranking of dense retrievers.
Overfitting to the source domain is a common issue in gradient-based training of deep neural networks. To compensate for the over-parameterized models, numerous regularization techniques have been introduced such as those based on dropout. While these methods achieve significant improvements on classical benchmarks such as ImageNet, their performance diminishes with the introduction of domain shift in the test set i.e. when the unseen data comes from a significantly different distribution. In this paper, we move away from the classical approach of Bernoulli sampled dropout mask construction and propose to base the selection on gradient-signal-to-noise ratio (GSNR) of network's parameters. Specifically, at each training step, parameters with high GSNR will be discarded. Furthermore, we alleviate the burden of manually searching for the optimal dropout ratio by leveraging a meta-learning approach. We evaluate our method on standard domain generalization benchmarks and achieve competitive results on classification and face anti-spoofing problems.
We propose the new problem of choosing which dense retrieval model to use when searching on a new collection for which no labels are available, i.e. in a zero-shot setting. Many dense retrieval models are readily available. Each model however is characterized by very differing search effectiveness -- not just on the test portion of the datasets in which the dense representations have been learned but, importantly, also across different datasets for which data was not used to learn the dense representations. This is because dense retrievers typically require training on a large amount of labeled data to achieve satisfactory search effectiveness in a specific dataset or domain. Moreover, effectiveness gains obtained by dense retrievers on datasets for which they are able to observe labels during training, do not necessarily generalise to datasets that have not been observed during training. This is however a hard problem: through empirical experimentation we show that methods inspired by recent work in unsupervised performance evaluation with the presence of domain shift in the area of computer vision and machine learning are not effective for choosing highly performing dense retrievers in our setup. The availability of reliable methods for the selection of dense retrieval models in zero-shot settings that do not require the collection of labels for evaluation would allow to streamline the widespread adoption of dense retrieval. This is therefore an important new problem we believe the information retrieval community should consider. Implementation of methods, along with raw result files and analysis scripts are made publicly available at https://www.github.com/anonymized.
Unsupervised domain adaptation (DA) with the aid of pseudo labeling techniques has emerged as a crucial approach for domain-adaptive 3D object detection. While effective, existing DA methods suffer from a substantial drop in performance when applied to a multi-class training setting, due to the co-existence of low-quality pseudo labels and class imbalance issues. In this paper, we address this challenge by proposing a novel ReDB framework tailored for learning to detect all classes at once. Our approach produces Reliable, Diverse, and class-Balanced pseudo 3D boxes to iteratively guide the self-training on a distributionally different target domain. To alleviate disruptions caused by the environmental discrepancy (e.g., beam numbers), the proposed cross-domain examination (CDE) assesses the correctness of pseudo labels by copy-pasting target instances into a source environment and measuring the prediction consistency. To reduce computational overhead and mitigate the object shift (e.g., scales and point densities), we design an overlapped boxes counting (OBC) metric that allows to uniformly downsample pseudo-labeled objects across different geometric characteristics. To confront the issue of inter-class imbalance, we progressively augment the target point clouds with a class-balanced set of pseudo-labeled target instances and source objects, which boosts recognition accuracies on both frequently appearing and rare classes. Experimental results on three benchmark datasets using both voxel-based (i.e., SECOND) and point-based 3D detectors (i.e., PointRCNN) demonstrate that our proposed ReDB approach outperforms existing 3D domain adaptation methods by a large margin, improving 23.15% mAP on the nuScenes $\rightarrow$ KITTI task.
Achieving a reliable LiDAR-based object detector in autonomous driving is paramount, but its success hinges on obtaining large amounts of precise 3D annotations. Active learning (AL) seeks to mitigate the annotation burden through algorithms that use fewer labels and can attain performance comparable to fully supervised learning. Although AL has shown promise, current approaches prioritize the selection of unlabeled point clouds with high uncertainty and/or diversity, leading to the selection of more instances for labeling and reduced computational efficiency. In this paper, we resort to a novel kernel coding rate maximization (KECOR) strategy which aims to identify the most informative point clouds to acquire labels through the lens of information theory. Greedy search is applied to seek desired point clouds that can maximize the minimal number of bits required to encode the latent features. To determine the uniqueness and informativeness of the selected samples from the model perspective, we construct a proxy network of the 3D detector head and compute the outer product of Jacobians from all proxy layers to form the empirical neural tangent kernel (NTK) matrix. To accommodate both one-stage (i.e., SECOND) and two-stage detectors (i.e., PVRCNN), we further incorporate the classification entropy maximization and well trade-off between detection performance and the total number of bounding boxes selected for annotation. Extensive experiments conducted on two 3D benchmarks and a 2D detection dataset evidence the superiority and versatility of the proposed approach. Our results show that approximately 44% box-level annotation costs and 26% computational time are reduced compared to the state-of-the-art AL method, without compromising detection performance.
To alleviate the high annotation cost in LiDAR-based 3D object detection, active learning is a promising solution that learns to select only a small portion of unlabeled data to annotate, without compromising model performance. Our empirical study, however, suggests that mainstream uncertainty-based and diversity-based active learning policies are not effective when applied in the 3D detection task, as they fail to balance the trade-off between point cloud informativeness and box-level annotation costs. To overcome this limitation, we jointly investigate three novel criteria in our framework Crb for point cloud acquisition - label conciseness}, feature representativeness and geometric balance, which hierarchically filters out the point clouds of redundant 3D bounding box labels, latent features and geometric characteristics (e.g., point cloud density) from the unlabeled sample pool and greedily selects informative ones with fewer objects to annotate. Our theoretical analysis demonstrates that the proposed criteria align the marginal distributions of the selected subset and the prior distributions of the unseen test set, and minimizes the upper bound of the generalization error. To validate the effectiveness and applicability of \textsc{Crb}, we conduct extensive experiments on the two benchmark 3D object detection datasets of KITTI and Waymo and examine both one-stage (\textit{i.e.}, \textsc{Second}) and two-stage 3D detectors (i.e., Pv-rcnn). Experiments evidence that the proposed approach outperforms existing active learning strategies and achieves fully supervised performance requiring $1\%$ and $8\%$ annotations of bounding boxes and point clouds, respectively. Source code: https://github.com/Luoyadan/CRB-active-3Ddet.
The performance of machine learning based network intrusion detection systems (NIDSs) severely degrades when deployed on a network with significantly different feature distributions from the ones of the training dataset. In various applications, such as computer vision, domain adaptation techniques have been successful in mitigating the gap between the distributions of the training and test data. In the case of network intrusion detection however, the state-of-the-art domain adaptation approaches have had limited success. According to recent studies, as well as our own results, the performance of an NIDS considerably deteriorates when the `unseen' test dataset does not follow the training dataset distribution. In some cases, swapping the train and test datasets makes this even more severe. In order to enhance the generalisibility of machine learning based network intrusion detection systems, we propose to extract domain invariant features using adversarial domain adaptation from multiple network domains, and then apply an unsupervised technique for recognising abnormalities, i.e., intrusions. More specifically, we train a domain adversarial neural network on labelled source domains, extract the domain invariant features, and train a One-Class SVM (OSVM) model to detect anomalies. At test time, we feedforward the unlabeled test data to the feature extractor network to project it into a domain invariant space, and then apply OSVM on the extracted features to achieve our final goal of detecting intrusions. Our extensive experiments on the NIDS benchmark datasets of NFv2-CIC-2018 and NFv2-UNSW-NB15 show that our proposed setup demonstrates superior cross-domain performance in comparison to the previous approaches.
Persistent topological properties of an image serve as an additional descriptor providing an insight that might not be discovered by traditional neural networks. The existing research in this area focuses primarily on efficiently integrating topological properties of the data in the learning process in order to enhance the performance. However, there is no existing study to demonstrate all possible scenarios where introducing topological properties can boost or harm the performance. This paper performs a detailed analysis of the effectiveness of topological properties for image classification in various training scenarios, defined by: the number of training samples, the complexity of the training data and the complexity of the backbone network. We identify the scenarios that benefit the most from topological features, e.g., training simple networks on small datasets. Additionally, we discuss the problem of topological consistency of the datasets which is one of the major bottlenecks for using topological features for classification. We further demonstrate how the topological inconsistency can harm the performance for certain scenarios.
Open-set domain adaptation (OSDA) has gained considerable attention in many visual recognition tasks. However, most existing OSDA approaches are limited due to three main reasons, including: (1) the lack of essential theoretical analysis of generalization bound, (2) the reliance on the coexistence of source and target data during adaptation, and (3) failing to accurately estimate the uncertainty of model predictions. We propose a Progressive Graph Learning (PGL) framework that decomposes the target hypothesis space into the shared and unknown subspaces, and then progressively pseudo-labels the most confident known samples from the target domain for hypothesis adaptation. Moreover, we tackle a more realistic source-free open-set domain adaptation (SF-OSDA) setting that makes no assumption about the coexistence of source and target domains, and introduce a balanced pseudo-labeling (BP-L) strategy in a two-stage framework, namely SF-PGL. Different from PGL that applies a class-agnostic constant threshold for all target samples for pseudo-labeling, the SF-PGL model uniformly selects the most confident target instances from each category at a fixed ratio. The confidence thresholds in each class are regarded as the 'uncertainty' of learning the semantic information, which are then used to weigh the classification loss in the adaptation step. We conducted unsupervised and semi-supervised OSDA and SF-OSDA experiments on the benchmark image classification and action recognition datasets. Additionally, we find that balanced pseudo-labeling plays a significant role in improving calibration, which makes the trained model less prone to over-confident or under-confident predictions on the target data. Source code is available at https://github.com/Luoyadan/SF-PGL.
With the advent of media streaming, video action recognition has become progressively important for various applications, yet at the high expense of requiring large-scale data labelling. To overcome the problem of expensive data labelling, domain adaptation techniques have been proposed that transfers knowledge from fully labelled data (i.e., source domain) to unlabelled data (i.e., target domain). The majority of video domain adaptation algorithms are proposed for closed-set scenarios in which all the classes are shared among the domains. In this work, we propose an open-set video domain adaptation approach to mitigate the domain discrepancy between the source and target data, allowing the target data to contain additional classes that do not belong to the source domain. Different from previous works, which only focus on improving accuracy for shared classes, we aim to jointly enhance the alignment of shared classes and recognition of unknown samples. Towards this goal, class-conditional extreme value theory is applied to enhance the unknown recognition. Specifically, the entropy values of target samples are modelled as generalised extreme value distributions, which allows separating unknown samples lying in the tail of the distribution. To alleviate the negative transfer issue, weights computed by the distance from the sample entropy to the threshold are leveraged in adversarial learning in the sense that confident source and target samples are aligned, and unconfident samples are pushed away. The proposed method has been thoroughly evaluated on both small-scale and large-scale cross-domain video datasets and achieved the state-of-the-art performance.