Face recognition systems have significantly advanced in recent years, driven by the availability of large-scale datasets. However, several issues have recently came up, including privacy concerns that have led to the discontinuation of well-established public datasets. Synthetic datasets have emerged as a solution, even though current synthesis methods present other drawbacks such as limited intra-class variations, lack of realism, and unfair representation of demographic groups. This study introduces GANDiffFace, a novel framework for the generation of synthetic datasets for face recognition that combines the power of Generative Adversarial Networks (GANs) and Diffusion models to overcome the limitations of existing synthetic datasets. In GANDiffFace, we first propose the use of GANs to synthesize highly realistic identities and meet target demographic distributions. Subsequently, we fine-tune Diffusion models with the images generated with GANs, synthesizing multiple images of the same identity with a variety of accessories, poses, expressions, and contexts. We generate multiple synthetic datasets by changing GANDiffFace settings, and compare their mated and non-mated score distributions with the distributions provided by popular real-world datasets for face recognition, i.e. VGG2 and IJB-C. Our results show the feasibility of the proposed GANDiffFace, in particular the use of Diffusion models to enhance the (limited) intra-class variations provided by GANs towards the level of real-world datasets.
We propose MCLFIQ: Mobile Contactless Fingerprint Image Quality, the first quality assessment algorithm for mobile contactless fingerprint samples. To this end, we retrained the NIST Fingerprint Image Quality (NFIQ) 2 method, which was originally designed for contact-based fingerprints, with a synthetic contactless fingerprint database. We evaluate the predictive performance of the resulting MCLFIQ model in terms of Error-vs.-Discard Characteristic (EDC) curves on three real-world contactless fingerprint databases using two recognition algorithms. In experiments, the MCLFIQ method is compared against the original NFIQ 2 method and a sharpness-based quality assessment algorithm developed for contactless fingerprint images. Obtained results show that the re-training of NFIQ 2 on synthetic data is a viable alternative to training on real databases. Moreover, the evaluation shows that our MCLFIQ method works more accurate and robust compared to NFIQ 2 and the sharpness-based quality assessment. We suggest considering the proposed MCLFIQ method as a candidate for a new standard algorithm for contactless fingerprint quality assessment.
We address the need for a large-scale database of children's faces by using generative adversarial networks (GANs) and face age progression (FAP) models to synthesize a realistic dataset referred to as HDA-SynChildFaces. To this end, we proposed a processing pipeline that initially utilizes StyleGAN3 to sample adult subjects, which are subsequently progressed to children of varying ages using InterFaceGAN. Intra-subject variations, such as facial expression and pose, are created by further manipulating the subjects in their latent space. Additionally, the presented pipeline allows to evenly distribute the races of subjects, allowing to generate a balanced and fair dataset with respect to race distribution. The created HDA-SynChildFaces consists of 1,652 subjects and a total of 188,832 images, each subject being present at various ages and with many different intra-subject variations. Subsequently, we evaluates the performance of various facial recognition systems on the generated database and compare the results of adults and children at different ages. The study reveals that children consistently perform worse than adults, on all tested systems, and the degradation in performance is proportional to age. Additionally, our study uncovers some biases in the recognition systems, with Asian and Black subjects and females performing worse than White and Latino Hispanic subjects and males.
Quality assessment algorithms can be used to estimate the utility of a biometric sample for the purpose of biometric recognition. "Error versus Discard Characteristic" (EDC) plots, and "partial Area Under Curve" (pAUC) values of curves therein, are generally used by researchers to evaluate the predictive performance of such quality assessment algorithms. An EDC curve depends on an error type such as the "False Non Match Rate" (FNMR), a quality assessment algorithm, a biometric recognition system, a set of comparisons each corresponding to a biometric sample pair, and a comparison score threshold corresponding to a starting error. To compute an EDC curve, comparisons are progressively discarded based on the associated samples' lowest quality scores, and the error is computed for the remaining comparisons. Additionally, a discard fraction limit or range must be selected to compute pAUC values, which can then be used to quantitatively rank quality assessment algorithms. This paper discusses and analyses various details for this kind of quality assessment algorithm evaluation, including general EDC properties, interpretability improvements for pAUC values based on a hard lower error limit and a soft upper error limit, the use of relative instead of discrete rankings, stepwise vs. linear curve interpolation, and normalisation of quality scores to a [0, 100] integer range. We also analyse the stability of quantitative quality assessment algorithm rankings based on pAUC values across varying pAUC discard fraction limits and starting errors, concluding that higher pAUC discard fraction limits should be preferred. The analyses are conducted both with synthetic data and with real data for a face image quality assessment scenario, with a focus on general modality-independent conclusions for EDC evaluations.
Today, deep learning represents the most popular and successful form of machine learning. Deep learning has revolutionised the field of pattern recognition, including biometric recognition. Biometric systems utilising deep learning have been shown to achieve auspicious recognition accuracy, surpassing human performance. Apart from said breakthrough advances in terms of biometric performance, the use of deep learning was reported to impact different covariates of biometrics such as algorithmic fairness, vulnerability to attacks, or template protection. Technologies of biometric template protection are designed to enable a secure and privacy-preserving deployment of biometrics. In the recent past, deep learning techniques have been frequently applied in biometric template protection systems for various purposes. This work provides an overview of how advances in deep learning take influence on the field of biometric template protection. The interrelation between improved biometric performance rates and security in biometric template protection is elaborated. Further, the use of deep learning for obtaining feature representations that are suitable for biometric template protection is discussed. Novel methods that apply deep learning to achieve various goals of biometric template protection are surveyed along with deep learning-based attacks.
Evaluating the quality of facial images is essential for operating face recognition systems with sufficient accuracy. The recent advances in face quality standardisation (ISO/IEC WD 29794-5) recommend the usage of component quality measures for breaking down face quality into its individual factors, hence providing valuable feedback for operators to re-capture low-quality images. In light of recent advances in 3D-aware generative adversarial networks, we propose a novel dataset, "Syn-YawPitch", comprising 1,000 identities with varying yaw-pitch angle combinations. Utilizing this dataset, we demonstrate that pitch angles beyond 30 degrees have a significant impact on the biometric performance of current face recognition systems. Furthermore, we propose a lightweight and efficient pose quality predictor that adheres to the standards of ISO/IEC WD 29794-5 and is freely available for use at https://github.com/datasciencegrimmer/Syn-YawPitch/.
In this paper, we benchmark several cancelable biometrics (CB) schemes on different biometric characteristics. We consider BioHashing, Multi-Layer Perceptron (MLP) Hashing, Bloom Filters, and two schemes based on Index-of-Maximum (IoM) Hashing (i.e., IoM-URP and IoM-GRP). In addition to the mentioned CB schemes, we introduce a CB scheme (as a baseline) based on user-specific random transformations followed by binarization. We evaluate the unlinkability, irreversibility, and recognition performance (which are the required criteria by the ISO/IEC 24745 standard) of these CB schemes on deep learning based templates extracted from different physiological and behavioral biometric characteristics including face, voice, finger vein, and iris. In addition, we provide an open-source implementation of all the experiments presented to facilitate the reproducibility of our results.
Lossy face image compression can degrade the image quality and the utility for the purpose of face recognition. This work investigates the effect of lossy image compression on a state-of-the-art face recognition model, and on multiple face image quality assessment models. The analysis is conducted over a range of specific image target sizes. Four compression types are considered, namely JPEG, JPEG 2000, downscaled PNG, and notably the new JPEG XL format. Frontal color images from the ColorFERET database were used in a Region Of Interest (ROI) variant and a portrait variant. We primarily conclude that JPEG XL allows for superior mean and worst case face recognition performance especially at lower target sizes, below approximately 5kB for the ROI variant, while there appears to be no critical advantage among the compression types at higher target sizes. Quality assessments from modern models correlate well overall with the compression effect on face recognition performance.
The fuzzy vault scheme has been established as cryptographic primitive suitable for privacy-preserving biometric authentication. To improve accuracy and privacy protection, biometric information of multiple characteristics can be fused at feature level prior to locking it in a fuzzy vault. We construct a multi-biometric fuzzy vault based on face and multiple fingerprints. On a multi-biometric database constructed from the FRGCv2 face and the MCYT-100 fingerprint databases, a perfect recognition accuracy is achieved at a false accept security above 30 bits. Further, we provide a formalisation of feature-level fusion in multi-biometric fuzzy vaults, on the basis of which relevant security issues are elaborated. Said security issues, for which we define countermeasures, are commonly ignored and may impair the overall system's security.
The goal of the project "Facial Metrics for EES" is to develop, implement and publish an open source algorithm for the quality assessment of facial images (OFIQ) for face recognition, in particular for border control scenarios.1 In order to stimulate the harmonization of the requirements and practices applied for QA for facial images, the insights gained and algorithms developed in the project will be contributed to the current (2022) revision of the ISO/IEC 29794-5 standard. Furthermore, the implemented quality metrics and algorithms will consider the recommendations and requirements from other relevant standards, in particular ISO/IEC 19794-5:2011, ISO/IEC 29794-5:2010, ISO/IEC 39794-5:2019 and Version 5.2 of the BSI Technical Guideline TR-03121 Part 3 Volume 1. In order to establish an informed basis for the selection of quality metrics and the development of corresponding quality assessment algorithms, the state of the art of methods and algorithms (defining a metric), implementations and datasets for quality assessment for facial images is surveyed. For all relevant quality aspects, this document summarizes the requirements of the aforementioned standards, known results on their impact on face recognition performance, publicly available datasets, proposed methods and algorithms and open source software implementations.